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Template:CASS Section 8: Difference between revisions
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::(a) instructions to another person in relation to the {{fcaprov|client}}'s money that is credited to an account maintained by that other person for the client; <br> | ::(a) instructions to another person in relation to the {{fcaprov|client}}'s money that is credited to an account maintained by that other person for the client; <br> | ||
::(b) instructions to another person in relation to any money to which the client has an entitlement, where that other person is responsible to the client for that entitlement (including where that other person is holding client money for the client in accordance with CASS {{cassprov|5}} or CASS {{cassprov|7}}); <br> | ::(b) instructions to another person in relation to any money to which the client has an entitlement, where that other person is responsible to the client for that entitlement (including where that other person is holding client money for the client in accordance with CASS {{cassprov|5}} or CASS {{cassprov|7}}); <br> | ||
::(c) instructions to another person in relation to an asset of the client, where that other person is responsible to the client for holding that asset (including where that other person is safeguarding and administering investments, acting as trustee or depositary of an AIF or acting as trustee or depositary of a UCITS); | ::(c) instructions to another person in relation to an asset of the client, where that other person is responsible to the client for holding that asset (including where that other person is safeguarding and administering investments, acting as trustee or depositary of an AIF or acting as trustee or depositary of a [[UCITS]]); <br> | ||
::(d) instructions to another person such that the client incurs a debt or other liability to that other person or any other person (other than the firm); and <br> | |||
:(5) their circumstances are such that the client's further involvement would not be necessary for the firm's instructions described in 4(a) to 4(d) to be given effect. <br> | :(5) their circumstances are such that the client's further involvement would not be necessary for the firm's instructions described in 4(a) to 4(d) to be given effect. <br> | ||