Template:COBS Section 3.6.2: Difference between revisions

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COBS {{cobsprov|3.6.2}} -  {{cobsprov|Per se eligible counterparties}}
COBS {{cobsprov|3.6.2}} -  {{cobsprov|Per se eligible counterparties}} <br>


Each of the following is a {{gmslaprov|per se eligible counterparty}} (including an entity that is not from an [[EEA]] state that is equivalent to any of the following) unless and to the extent it is given a different categorisation under this chapter:
Each of the following is a {{gmslaprov|per se eligible counterparty}} (including an entity that is not from an [[EEA]] state that is equivalent to any of the following) unless and to the extent it is given a different categorisation under this chapter: <br>
:(1)  an investment firm; <br>
:(1)  an investment firm; <br>
:(2)  a credit institution; <br>
:(2)  a credit institution; <br>
:(3)  an insurance company; <br>
:(3)  an insurance company; <br>
:(4)  a [[collective investment scheme]] authorised under the {{tag|UCITS}} Directive or its management company;
:(4)  a [[collective investment scheme]] authorised under the {{tag|UCITS}} Directive or its management company; <br>
:(5)  a [[pension fund]] or its management company;
:(5)  a [[pension fund]] or its management company; <br>
:(6)  another financial institution authorised or regulated under [[EU]] legislation or the national law of an [[EEA]] State;
:(6)  another financial institution authorised or regulated under [[EU]] legislation or the national law of an [[EEA]] State; <br>
:(7)  an undertaking exempted from the application of {{tag|MiFID}} under either Article 2(1)(k) (certain own account dealers in commodities or commodity derivatives) or Article 2(1)(l) (locals) of that directive;
:(7)  an undertaking exempted from the application of {{tag|MiFID}} under either Article 2(1)(k) (certain own account dealers in commodities or commodity derivatives) or Article 2(1)(l) (locals) of that directive; <br>
:(8)  a national government or its corresponding office, including a public body that deals with the public debt;
:(8)  a national government or its corresponding office, including a public body that deals with the public debt; <br>
:(9)  a [[central bank]];
:(9)  a [[central bank]]; <br>
:(10)  a [[supranational organisation]].
:(10)  a [[supranational organisation]]. <br>