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Template:COBS Section designated investment: Difference between revisions
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{{fcaprov|designated investment}}: <br> | {{fcaprov|designated investment}}: <br> | ||
(1) a security or a contractually-based investment (other than a funeral plan contract and a right to or interest in a funeral plan contract), that is, any of the following investments, specified in Part III of the Regulated Activities Order (Specified Investments):(a) life policy (subset of article 75 (Contracts of insurance)); <br /> | (1) a security or a contractually-based investment (other than a funeral plan contract and a right to or interest in a funeral plan contract), that is, any of the following investments, specified in Part III of the Regulated Activities Order (Specified Investments): | ||
:(b) share (article 76); | :(a) life policy (subset of article 75 (Contracts of insurance)); <br /> | ||
:(c) debenture (article 77); | :(b) [[share]] (article 76); | ||
:(c) [[debenture]] (article 77); | |||
:(ca) alternative debenture (article 77A); | :(ca) alternative debenture (article 77A); | ||
:(d) government and public security (article 78); | :(d) government and public security (article 78); | ||
:(e) warrant (article 79); | :(e) [[warrant]] (article 79); | ||
:(f) certificate representing certain securities (article 80); | :(f) [[certificate representing certain securities]] (article 80); | ||
:(g) unit (article 81); | :(g) unit (article 81); | ||
:(h) stakeholder pension scheme (article 82(1)) | :(h) stakeholder pension scheme (article 82(1)) | ||
:(ha) personal pension scheme (article 82(2)); | :(ha) personal pension scheme (article 82(2)); | ||
:(i) option (article 83); for the purposes of the permission regime, this is sub-divided into: | :(i) [[option]] (article 83); for the purposes of the permission regime, this is sub-divided into: | ||
::(i) option (excluding a commodity option and an option on a commodity future); | ::(i) option (excluding a commodity option and an option on a commodity future); | ||
::(ii) commodity option and option on a commodity future; | ::(ii) commodity option and option on a commodity future; | ||
:(j) future (article 84); for the purposes of the permission regime, this is sub-divided into: | :(j) [[future]] (article 84); for the purposes of the permission regime, this is sub-divided into: | ||
::(i) future (excluding a commodity future and a rolling spot forex contract); | ::(i) future (excluding a commodity future and a rolling spot forex contract); | ||
::(ii) commodity future; | ::(ii) commodity future; | ||
::(iii) rolling spot forex contract; | ::(iii) rolling spot forex contract; | ||
:(k) contract for differences (article 85); for the purposes of the permission regime, this is sub-divided into: | :(k) [[contract for differences]] (article 85); for the purposes of the permission regime, this is sub-divided into: | ||
::(i) contract for differences (excluding a spread bet and a rolling spot forex contract); | ::(i) contract for differences (excluding a spread bet and a rolling spot forex contract); | ||
::(ii) spread bet; | ::(ii) spread bet; | ||