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US Person: Difference between revisions
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===[[Securities Exchange Act of 1934]]=== | ===[[Securities Exchange Act of 1934]]=== | ||
When considering a [[security-based swap]] under [https://www.law.cornell.edu/cfr/text/17/240.3a71-3 Part 240.3a71-3(a)(4)] of the [[Exchange Act]], a [[US Person]] is: | |||
*Any natural person who resides in the United States. | *Any natural person who resides in the United States. | ||
*Any partnership, corporation, trust, investment vehicle, or other legal person organized, incorporated, or established under the laws of the United States or having its principal place of business<ref>*Under the final rules, a “principal place of business” means “the location from which the officers, partners, or managers of the legal person primarily direct, control, and coordinate the activities of the legal person.” This definition also provides that the principle place of business for an externally managed investment vehicle “is the office from which the manager of the vehicle primarily directs, controls, and coordinates the investment activities of the vehicle.” in the United States. </ref> in the United States. | *Any partnership, corporation, trust, investment vehicle, or other legal person organized, incorporated, or established under the laws of the United States or having its principal place of business<ref>*Under the final rules, a “principal place of business” means “the location from which the officers, partners, or managers of the legal person primarily direct, control, and coordinate the activities of the legal person.” This definition also provides that the principle place of business for an externally managed investment vehicle “is the office from which the manager of the vehicle primarily directs, controls, and coordinates the investment activities of the vehicle.” in the United States. </ref> in the United States. | ||
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DON’T YOU WISH YOU’D NEVER ASKED. | DON’T YOU WISH YOU’D NEVER ASKED. | ||
{{sa}} | |||
{{ref}} | {{ref}} | ||