Unallocated trades: Difference between revisions

no edit summary
No edit summary
No edit summary
Line 1: Line 1:
Where an [[manager|investment manager]] acts as {{tag|agent}} on behalf of a portfolio of clients, in placing transactions with its [[broker]], [[dealer]], or [[broker-dealer]], it will usually do this in bulk before it notifies the [[dealer]] which transactions should be allocated to which client. This puts the [[dealer]] in a somewhat interesting position, should something go wrong.
Where an [[manager|investment manager]] acts as {{tag|agent}} on behalf of a portfolio of clients, in placing transactions with its [[broker]], [[dealer]], or [[broker-dealer]], it will usually do this in bulk before it notifies the [[dealer]] which transactions should be allocated to which client.  


{{unallocatedtrades}}
{{unallocatedtrades}}