Use of dealing commission to purchase goods or services - COBS Provision: Difference between revisions

Use of dealing commission to purchase goods or services - COBS Provision (view source)

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 {{cobssnap|11.6.3}}
-{{comm}}
-{{cobsanatomy}}
 ===Commentary===
 See also {{cobsprov|2.3.1}} for the general rule on {{cobsprov|Inducements}}. This rule has been the subject of a [http://www.fsa.gov.uk/static/pubs/other/conflicts-of-interest.pdf circular on conflicts of interest] circulated in 2012 by the FSA which created some consternation as to whther [[corporate access]] could be treated as [[research]] for the purposes of COBS {{cobsprov|11.6.3}}.
-See also {{cobsprov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the FSA does ''not'' regard as meeting the requirements of either evidential provisions.
+See also {{cobsprov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the {{tag|FCA}} does ''not'' regard as meeting the requirements of either evidential provisions.
 {{cobsanatomy}}