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Use of dealing commission to purchase goods or services - COBS Provision: Difference between revisions
Use of dealing commission to purchase goods or services - COBS Provision (view source)
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*[https://www.fca.org.uk/publications/policy-statements/ps14-7-changes-use-dealing-commission-rules-feedback-cp13-17-and FCA Policy Statement 14/7 on Changes to the use of dealing commission rules] | *[https://www.fca.org.uk/publications/policy-statements/ps14-7-changes-use-dealing-commission-rules-feedback-cp13-17-and FCA Policy Statement 14/7 on Changes to the use of dealing commission rules] | ||
*{{cobsprov|2.3.1}} for the general rule on {{cobsprov|Inducements}}. | *{{cobsprov|2.3.1}} for the general rule on {{cobsprov|Inducements}}. | ||
*{{cobsprov|11.6}} generally on {{cobsprov| | *{{cobsprov|11.6}} generally on the {{cobsprov|use of dealing commissions}} to pay for investment research and other stuff. | ||