Template:CASS Section 6.1 TOC: Difference between revisions

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===={{cassprov| Application (Custody Rules)}}====
===={{cassprov| Application (Custody Rules)}}====
{{Cassprov|6.1.1}}  
Rule {{cassprov|6.1.1}} <br>
{{Cassprov|6.1.1A}}
Rule {{cassprov|6.1.1A}} <br>
{{Cassprov|6.1.1B}}
Rule {{cassprov|6.1.1B}} <br>
{{Cassprov|6.1.1C}}
Rule {{cassprov|6.1.1C}} <br>
{{Cassprov|6.1.2}}
Rule {{cassprov|6.1.2}} <br>
===={{cassprov|Business in the name of the firm}}====
===={{cassprov|Business in the name of the firm}}====
{{Cassprov|6.1.4}}  
Rule {{cassprov|6.1.4}} <br>
{{Cassprov|6.1.5}}
Rule {{cassprov|6.1.5}} <br>
===={{cassprov|Title transfer collateral arrangements}}====
===={{cassprov|Title transfer collateral arrangements}}====
{{Cassprov|6.1.6}}  
Rule {{cassprov|6.1.6}} <br>
{{Cassprov|6.1.6A}}
Rule {{cassprov|6.1.6A}} <br>
{{Cassprov|6.1.7}}
Rule {{cassprov|6.1.7}} <br>
{{Cassprov|6.1.8}}
Rule {{cassprov|6.1.8}} <br>
{{Cassprov|6.1.9}}
===={{cassprov|Termination of title transfer collateral arrangements}}====
Rule {{cassprov|6.1.8A}} <br>
Rule {{cassprov|6.1.9}} <br>
===={{cassprov|Prime brokerage agreements}} ====
Rule {{cassprov|6.1.9A}} <br>
 
===={{cassprov|Prime brokerage agreements}}====
===={{cassprov|Prime brokerage agreements}}====
{{Cassprov|6.1.9A}}  
Rule {{cassprov|6.1.9A}} <br>
===={{cassprov|Affiliated companies - MiFID business}}====
===={{cassprov|Affiliated companies - MiFID business}}====
{{Cassprov|6.1.10}}  
Rule {{cassprov|6.1.10}} <br>
===={{cassprov|Affiliated companies - non-MiFID business}}====
===={{cassprov|Affiliated companies - non-MiFID business}}====
{{Cassprov|6.1.10A}}  
Rule {{cassprov|6.1.10A}} <br>
===={{cassprov|Delivery versus payment transactions}}====
===={{cassprov|Delivery versus payment transactions}}====
{{Cassprov|6.1.12}}  
Rule {{cassprov|6.1.12}} <br>
===={{cassprov|Temporary handling of safe custody assets}}====
===={{cassprov|Temporary handling of safe custody assets}}====
{{Cassprov|6.1.15}}  
Rule {{cassprov|6.1.15}} <br>
{{Cassprov|6.1.16}}  
Rule {{cassprov|6.1.16}} <br>
===={{cassprov|Exemptions which do not apply to MiFID business}}====
===={{cassprov|Exemptions which do not apply to MiFID business}}====
{{Cassprov|6.1.16A}}  
Rule {{cassprov|6.1.16A}} <br>
===={{cassprov|Operators of regulated collective investment schemes}}====
===={{cassprov|Operators of regulated collective investment schemes}}====
{{Cassprov|6.1.16B}}  
Rule {{cassprov|6.1.16B}} <br>
===={{cassprov|Personal investment firms}}====
===={{cassprov|Personal investment firms}}====
{{Cassprov|6.1.16C}}  
Rule {{cassprov|6.1.16C}} <br>
===={{cassprov|Trustees and depositaries}}====
===={{cassprov|Trustees and depositaries}}====
{{Cassprov|6.1.16D}}  
Rule {{cassprov|6.1.16D}} <br>
{{Cassprov|6.1.16E}}
Rule {{cassprov|6.1.16E}} <br>
{{Cassprov|6.1.16F}}
Rule {{cassprov|6.1.16F}} <br>
{{Cassprov|6.1.16G}}
Rule {{cassprov|6.1.16G}} <br>
{{Cassprov|6.1.16H}}
Rule {{cassprov|6.1.16H}} <br>
{{Cassprov|6.1.16I}}
Rule {{cassprov|6.1.16I}} <br>
===={{cassprov|Arrangers}}====
===={{cassprov|Arrangers}}====
{{Cassprov|6.1.16J}}  
Rule {{cassprov|6.1.16J}} <br>
{{Cassprov|6.1.16K}}
Rule {{cassprov|6.1.16K}} <br>
===={{cassprov|General purpose}}====
===={{cassprov|General purpose}}====
{{Cassprov|6.1.22}}  
Rule {{cassprov|6.1.22}} <br>
{{Cassprov|6.1.23}}
Rule {{cassprov|6.1.23}} <br>
{{Cassprov|6.1.24}}
Rule {{cassprov|6.1.24}} <br>