Template:CASS Section 6.1 TOC

Application (Custody Rules)

Rule 6.1.1
Rule 6.1.1A
Rule 6.1.1B
Rule 6.1.1C
Rule 6.1.2

Business in the name of the firm

Rule 6.1.4
Rule 6.1.5

Title transfer collateral arrangements

Rule 6.1.6
Rule 6.1.6A
Rule 6.1.7
Rule 6.1.8

Termination of title transfer collateral arrangements

Rule 6.1.8A
Rule 6.1.9

Prime brokerage agreements

Rule 6.1.9A

Prime brokerage agreements

Rule 6.1.9A

Affiliated companies - MiFID business

Rule 6.1.10

Affiliated companies - non-MiFID business

Rule 6.1.10A

Delivery versus payment transactions

Rule 6.1.12

Temporary handling of safe custody assets

Rule 6.1.15
Rule 6.1.16

Exemptions which do not apply to MiFID business

Rule 6.1.16A

Operators of regulated collective investment schemes

Rule 6.1.16B

Personal investment firms

Rule 6.1.16C

Trustees and depositaries

Rule 6.1.16D
Rule 6.1.16E
Rule 6.1.16F
Rule 6.1.16G
Rule 6.1.16H
Rule 6.1.16I

Arrangers

Rule 6.1.16J
Rule 6.1.16K

General purpose

Rule 6.1.22
Rule 6.1.23
Rule 6.1.24