Oldest pages
Showing below up to 50 results in range #51 to #100.
- Investment Funds sourcebook (12:14, 29 January 2015)
- FUND 3.11 - FCA Rulebook Term (12:27, 29 January 2015)
- FUND 3 - FCA Rulebook Term (12:39, 29 January 2015)
- FUND 3.11.21R - FCA Rulebook Term (17:23, 29 January 2015)
- AIFMD Delegated Regulation (12:02, 30 January 2015)
- Luxembourg limited partnership (10:55, 2 February 2015)
- Chris Martin (09:56, 3 February 2015)
- UCITS IV Directive (11:56, 3 February 2015)
- 22 - UCITS Provision (14:35, 3 February 2015)
- EU Regulation (12:22, 4 February 2015)
- Cyprus (16:40, 4 February 2015)
- Netting and Stock Lending - CRR Provision (11:54, 5 February 2015)
- Aggregation and allocation of orders - COBS Provision (14:31, 5 February 2015)
- FIA PCA Anatomy (17:44, 5 February 2015)
- CCP-related transaction - CRR Provision (12:15, 6 February 2015)
- ESMA (14:53, 10 February 2015)
- UCITS eligibility criteria for derivative counterparties (10:36, 12 February 2015)
- Client-specific safe custody asset record - FCA Rulebook Term (16:55, 26 February 2015)
- Safe custody asset - FCA Rulebook Term (11:10, 27 February 2015)
- Post-trade disclosure by investment firms - MiFID Directive Provision (17:16, 27 February 2015)
- 28 - MiFID (17:16, 27 February 2015)
- 25 - MiFID Directive Provision (09:08, 9 March 2015)
- Investment advice - MiFID Directive Provision (13:09, 9 March 2015)
- Eligible counterparty - FCA Rulebook Term (14:27, 23 March 2015)
- Consent to best execution policy generally - COBS Provision (16:25, 27 March 2015)
- Agent as client and reliance on others - COBS Provision (09:44, 31 March 2015)
- Conduct of business obligations - COBS Provision (09:50, 31 March 2015)
- 5 - DTR Provision (15:48, 14 April 2015)
- Notification of the acquisition or disposal of major shareholdings - DTR Provision (15:51, 14 April 2015)
- Certain voting rights to be disregarded - DTR Provision (15:52, 14 April 2015)
- Disclosure and transparency rules (16:30, 14 April 2015)
- Per se eligible counterparties - COBS Provision (13:39, 28 April 2015)
- 7.10.22 - CASS Provision (13:25, 5 May 2015)
- Per se eligible counterparty - COBS Provision (16:18, 13 May 2015)
- Location of depositary - AIFMD Provision (11:19, 7 July 2015)
- Resolution Stay Protocol (16:33, 13 October 2015)
- Plain english evolution (10:44, 20 November 2015)
- Equivalent Securities - GMSLA Provision (18:14, 17 December 2015)
- Continuing guarantee (10:51, 23 December 2015)
- Demand guarantee (11:59, 23 December 2015)
- Issuance and cancellation of fund units etc. - AIFMD Provision (15:01, 23 December 2015)
- Eligible counterparties - COBS Provision (12:41, 13 January 2016)
- 1999 ISDA Credit Derivatives Definitions (15:17, 28 January 2016)
- 1994 ISDA Equity Option definitions (15:18, 28 January 2016)
- 1991 ISDA Definitions (15:19, 28 January 2016)
- 1997 ISDA Short Form Bullion Definitions (15:36, 28 January 2016)
- 2005 ISDA Commodity Definitions (16:06, 28 January 2016)
- Actual/actual (14:48, 29 January 2016)
- New York law (11:31, 2 February 2016)
- Limited title guarantee (22:43, 2 February 2016)