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pages containing templates to be nixed
Pages in category "OBS"
The following 38 pages are in this category, out of 38 total.
1
1(b) - ISDA Bridge Provision
1(c) - ISDA Bridge Provision
1(d) - ISDA Bridge Provision
1(e) - ISDA Bridge Provision
1(f) - ISDA Bridge Provision
2
222 - CRR Provision
28(e) - Securities Exchange Act Provision
A
Agent as client - FCA Provision
Agreed Process - ISDA Provision
Amendment to Definition of this Unpaid Amounts - ISDA Provision
B
Bridged Agreement - ISDA Provision
Buy-sell back transaction - SFTR Provision
C
Client - FCA Rulebook Term
D
Day Count Fractions for certain Floating Rate Options - ISDA Definition
Deemed Receipt - GTMA Provision
Dispute - ISDA Provision
Dispute Notice - ISDA Provision
Dispute Resolution Procedure - ISDA Provision
Durable medium - FCA Rulebook Term
F
Financial instrument - AIFMD Provision
Template:Fullanat
I
Initial Exchange Date - ISDA Definition
Investment Advisers Act of 1940
Investment research
Template:Investment research and the Investment Advisers Act 1940
O
Objective reason - AIFMD Provision
Objective reason - UCITS V Provision
On-balance sheet netting - CRR Provision
P
Prime brokerage agreement - FCA Rulebook Term
Prime brokerage services - FCA Rulebook Term
R
Recognition of contractual netting agreements - CRR Provision
Registered investment adviser
Repurchase transaction
Repurchase transaction - SFTR Provision
Reuse - SFTR Provision
T
Trade exposures with CCPs - CRR Provision
Transactions under Bridged Agreements - ISDA Provision
U
Use of dealing commission to purchase goods or services - COBS Provision