Category:US Securities Regulation

A magical menagerie of:

• Regulations: Regulation D, Regulation S, Regulation M and many, many more.
• Rules: Rule 15a-6, Rule 144A, Rule 105
• Statutes, Ancient and Modern:
  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Commodity Exchange Act of 1936
  • Investment Advisers Act of 1940
  • Investment Company Act of 1940
  • Commodity Futures Modernization Act of 2000
  • Employee Retirement Income Security Act of 1974
  • Foreign Account Tax Compliance Act of 2009
  • Wall Street Reform and Consumer Protection Act of 2010
• Metaphors: safe harbors, US persons, fish or cut bait

all magnanimously stewarded by those wonderful officers of the New York courts, US attorneys.