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Prime broker - AIFMD Provision: Difference between revisions
Prime broker - AIFMD Provision (view source)
Revision as of 15:17, 17 October 2016
, 17 October 2016no edit summary
Amwelladmin (talk | contribs) (Created page with "Where a {{aifmdprov|prime broker}} has been appointed as sub-custodian, it must provide to the {{aifmdprov|depositary}} of the {{aifmdprov|AIF}}, no later than the close o...") |
Amwelladmin (talk | contribs) No edit summary |
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**short sale cash proceeds held by the prime broker in respect of short positions entered into on behalf of the {{aifmdprov|AIF}}; | **short sale cash proceeds held by the prime broker in respect of short positions entered into on behalf of the {{aifmdprov|AIF}}; | ||
**cash margins held by the {{aifmdprov|prime broker}}in respect of open futures contracts entered into on behalf of the {{aifmdprov|AIF}}; | **cash margins held by the {{aifmdprov|prime broker}}in respect of open futures contracts entered into on behalf of the {{aifmdprov|AIF}}; | ||
**mark-to-market close-out exposures of any OTC transaction entered into on behalf of the {{aifmdprov|AIF}}; | **[[mark-to-market]] close-out exposures of any OTC transaction entered into on behalf of the {{aifmdprov|AIF}}; | ||
**total secured obligations of the {{aifmdprov|AIF}} against the {{aifmdprov|prime broker}}; and | **total secured obligations of the {{aifmdprov|AIF}} against the {{aifmdprov|prime broker}}; and | ||
**all other assets relating to the {{aifmdprov|AIF}}. | **all other assets relating to the {{aifmdprov|AIF}}. | ||