Use of dealing commission to purchase goods or services - COBS Provision: Difference between revisions

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{{fullanat|COBS|11.6.3|}}
{{fullanat|cobs|11.6.3|}}
 
===Commentary===
See also {{cobsprov|2.3.1}} for the general rule on {{cobsprov|Inducements}}. This rule has been the subject of a [http://www.fsa.gov.uk/static/pubs/other/conflicts-of-interest.pdf circular on conflicts of interest] circulated in 2012 by the FSA which created some consternation as to whther [[corporate access]] could be treated as [[research]] for the purposes of COBS {{cobsprov|11.6.3}}.
See also {{cobsprov|2.3.1}} for the general rule on {{cobsprov|Inducements}}. This rule has been the subject of a [http://www.fsa.gov.uk/static/pubs/other/conflicts-of-interest.pdf circular on conflicts of interest] circulated in 2012 by the FSA which created some consternation as to whther [[corporate access]] could be treated as [[research]] for the purposes of COBS {{cobsprov|11.6.3}}.


See also {{cobsprov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the {{tag|FCA}} does ''not'' regard as meeting the requirements of either evidential provisions.
See also {{cobsprov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the {{tag|FCA}} does ''not'' regard as meeting the requirements of either evidential provisions.
{{cobsanatomy}}