Dealer: Difference between revisions

15 bytes added ,  27 November 2018
no edit summary
(Created page with "Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a broker, who handles client orders for tra...")
 
No edit summary
Line 1: Line 1:
Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an {{tag|agent}}.  
{{anat|brokerage}}Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an {{tag|agent}}.  


More commonly referred to as a [[broker-dealer]], seeing as most firms act as both.
More commonly referred to as a [[broker-dealer]], seeing as most firms act as both.


===See also===
{{seealso}}
*{{tag|Broker-dealer}}
*{{tag|Broker-dealer}}