The following pages link to Template:A:
Displayed 100 items.
- Documentation (transclusion) (← links)
- Client’s best interest rule (transclusion) (← links)
- Default under specified transaction (transclusion) (← links)
- Master trading agreement (transclusion) (← links)
- Global Master Repurchase Agreement (transclusion) (← links)
- Sub-custodian (transclusion) (← links)
- UCITS V (transclusion) (← links)
- Depositary (transclusion) (← links)
- Depositary's obligations re safekeeping of assets - AIFMD Provision (transclusion) (← links)
- Depositary - AIFMD Provision (transclusion) (← links)
- AIFMD Anatomy (transclusion) (← links)
- Alternative investment fund (transclusion) (← links)
- Objective reason - AIFMD Provision (transclusion) (← links)
- Depositary lite - AIFMD Provision (transclusion) (← links)
- Reporting obligations for prime brokers - AIFMD Provision (transclusion) (← links)
- Marketing of units or shares of EU AIFs in the home Member State of the AIFM (transclusion) (← links)
- Prime broker (transclusion) (← links)
- Depositary comparison under AIFMD and UCITS (transclusion) (← links)
- Depositary - UCITS V Provision (transclusion) (← links)
- Delegation of depositary functions - UCITS V Provision (transclusion) (← links)
- Safekeeping by depositary - UCITS V Provision (transclusion) (← links)
- Subscriptions, redemptions, valuation by depositary - UCITS V Provision (transclusion) (← links)
- Written contract with depositary - UCITS V Provision (transclusion) (← links)
- No reuse of assets by depositary - UCITS V Provision (transclusion) (← links)
- Objective reason - UCITS V Provision (transclusion) (← links)
- Cash monitoring - UCITS V Provision (transclusion) (← links)
- Netting and Stock Lending - CRR Provision (transclusion) (← links)
- Regulatory Capital Anatomy (transclusion) (← links)
- Geldof Metaalconstructie v Carves (transclusion) (← links)
- Trade exposures with CCPs - CRR Provision (transclusion) (← links)
- CCP-related transaction - CRR Provision (transclusion) (← links)
- Grace period (transclusion) (← links)
- Uncleared margin regulation (transclusion) (← links)
- EMIR Anatomy (transclusion) (← links)
- Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP - EMIR Provision (transclusion) (← links)
- Initial margin (transclusion) (← links)
- Anti-money laundering (transclusion) (← links)
- Treatment of shortfalls - CASS Provision (transclusion) (← links)
- Designated investment - FCA Rulebook Term (transclusion) (← links)
- Custody rules - CASS Provision (transclusion) (← links)
- Safe custody asset - FCA Rulebook Term (transclusion) (← links)
- Post-trade disclosure by investment firms - MiFID Directive Provision (transclusion) (← links)
- Delegation of safekeeping function by depositary - UCITS V Provision (transclusion) (← links)
- Trade reporting (transclusion) (← links)
- 25 - MiFID Directive Provision (transclusion) (← links)
- Transaction reporting (transclusion) (← links)
- Investment advice - MiFID Directive Provision (transclusion) (← links)
- Ancillary services - MiFID Directive Provision (transclusion) (← links)
- Eligible counterparties - COBS Provision (transclusion) (← links)
- Per se eligible counterparties - COBS Provision (transclusion) (← links)
- Elective eligible counterparties - COBS Provision (transclusion) (← links)
- Novation (transclusion) (← links)
- Per se eligible counterparty - COBS Provision (transclusion) (← links)
- SEC Rule 15a-6 (transclusion) (← links)
- Agent as client and reliance on others - COBS Provision (transclusion) (← links)
- Agent as client - FCA Provision (transclusion) (← links)
- Broker-dealer (transclusion) (← links)
- Pledge (transclusion) (← links)
- 1995 ISDA Credit Support Deed (transclusion) (← links)
- Disclosure and transparency rules (transclusion) (← links)
- Certain voting rights to be disregarded - DTR Provision (transclusion) (← links)
- 5 - DTR Provision (transclusion) (← links)
- Notification of the acquisition or disposal of major shareholdings - DTR Provision (transclusion) (← links)
- Contracts for difference (transclusion) (← links)
- Foreign exchange (transclusion) (← links)
- The banking exemption - CASS Provision (transclusion) (← links)
- Disclosure required where held under banking exemption - CASS Provision (transclusion) (← links)
- Margin - GMSLA Provision (transclusion) (← links)
- 10(a)(ix) - GMRA Provision (transclusion) (← links)
- Termination of title transfer collateral arrangements - CASS Provision (transclusion) (← links)
- Murder your darlings (transclusion) (← links)
- Barclays v Unicredit (transclusion) (← links)
- Avoiding conflicts of interest - AIFMD Provision (transclusion) (← links)
- Location of depositary - AIFMD Provision (transclusion) (← links)
- General responsibilities of depositary - AIFMD Provision (transclusion) (← links)
- Issuance and cancellation of fund units etc. - AIFMD Provision (transclusion) (← links)
- Obligation to make unexecuted client limit orders public - COBS Provision (transclusion) (← links)
- Professional client (transclusion) (← links)
- Retail client - COBS Provision (transclusion) (← links)
- Failure to pay - GMSLA Provision (transclusion) (← links)
- Plain English - How (transclusion) (← links)
- Nominee company (transclusion) (← links)
- Special purpose vehicle (transclusion) (← links)
- SPVs in Ireland (transclusion) (← links)
- Ireland (transclusion) (← links)
- Magic words (transclusion) (← links)
- Statute of Frauds 1677 (transclusion) (← links)
- Undertaking (transclusion) (← links)
- Covenant (transclusion) (← links)
- Promise (transclusion) (← links)
- Warranty (transclusion) (← links)
- Representations and warranties (transclusion) (← links)
- Representation (transclusion) (← links)
- Rescind (transclusion) (← links)
- Mutatis mutandis (transclusion) (← links)
- Copyright (transclusion) (← links)
- Confidentiality agreement (transclusion) (← links)
- Process agent (transclusion) (← links)
- Agent (transclusion) (← links)
- Principal (transclusion) (← links)