The following pages link to Template:Tag:
Displayed 250 items.
- Governing Law and Jurisdiction - ISDA Provision (transclusion) (← links)
- Events of Default - ISDA Provision (transclusion) (← links)
- Cross Default - ISDA Provision (transclusion) (← links)
- Specified Transaction - ISDA Provision (transclusion) (← links)
- Termination Currency - ISDA Provision (transclusion) (← links)
- Transaction - ISDA Provision (transclusion) (← links)
- Entire Agreement - ISDA Provision (transclusion) (← links)
- Miscellaneous - ISDA Provision (transclusion) (← links)
- Derivative (transclusion) (← links)
- CASS Anatomy (transclusion) (← links)
- Lomas v Firth Rixson (transclusion) (← links)
- Events of Default and Termination Events - ISDA Provision (transclusion) (← links)
- Excluded Commodities (transclusion) (← links)
- CFTC Representations (transclusion) (← links)
- Eligible Contract Participant (transclusion) (← links)
- Conference Notes (transclusion) (← links)
- Guarantee (transclusion) (← links)
- Settlement netting (transclusion) (← links)
- Close-out netting (transclusion) (← links)
- Central counterparty clearing house (transclusion) (← links)
- How OTC to CCP clearing works (transclusion) (← links)
- Clearing documentation - CCP (transclusion) (← links)
- Clearing overview - CCP (transclusion) (← links)
- EGUS - CCP (transclusion) (← links)
- Futures commission merchant (transclusion) (← links)
- CFTC Customer Clearing Documentation rules (transclusion) (← links)
- European Market Infrastructure Regulation (transclusion) (← links)
- Exposure - CSA Provision (transclusion) (← links)
- Equivalent Credit Support - CSA Provision (transclusion) (← links)
- Definitions - CSA Provision (transclusion) (← links)
- Dispute Resolution - CSA Provision (transclusion) (← links)
- Default - CSA Provision (transclusion) (← links)
- Credit Support Balance - CSA Provision (transclusion) (← links)
- Value - CSA Provision (transclusion) (← links)
- Independent Amount - CSA Provision (transclusion) (← links)
- Resolution Time - CSA Provision (transclusion) (← links)
- Certain General Definitions - Equity Derivatives Provision (transclusion) (← links)
- Extraordinary Events - Equity Derivatives Provision (transclusion) (← links)
- Arbitration (transclusion) (← links)
- Increased Cost of Hedging (transclusion) (← links)
- Indemnity (transclusion) (← links)
- Consequential loss (transclusion) (← links)
- Title transfer (transclusion) (← links)
- Quanto (transclusion) (← links)
- Total return swap (transclusion) (← links)
- Investment Advisers Act of 1940 (transclusion) (← links)
- Investment Company Act of 1940 (transclusion) (← links)
- Long-form confirmation (transclusion) (← links)
- Holding of client assets - CASS Provision (transclusion) (← links)
- Recording title to safe custody assets - CASS Provision (transclusion) (← links)
- Registration and recording of legal title - CASS Provision (transclusion) (← links)
- Application (Custody Rules) - CASS Provision (transclusion) (← links)
- 6.1.1 - CASS Provision (transclusion) (← links)
- Requirement to protect clients' safe custody assets - CASS Provision (transclusion) (← links)
- 6.1.4 - CASS Provision (transclusion) (← links)
- MiFID (transclusion) (← links)
- Client - FCA Rulebook Term (transclusion) (← links)
- UCITS Anatomy (transclusion) (← links)
- 50 - UCITS IV Directive Provision (transclusion) (← links)
- 2007 European Master Equity Derivatives Confirmation Agreement (transclusion) (← links)
- General Provisions Relating to Extraordinary Events - Equity Derivatives Provision (transclusion) (← links)
- Cross default (transclusion) (← links)
- 2010 Global Master Securities Lending Agreement (transclusion) (← links)
- EU Short Selling Regulations (transclusion) (← links)
- Rule on Inducements - COBS Provision (transclusion) (← links)
- COBS Anatomy (transclusion) (← links)
- Conduct of business obligations - COBS Provision (transclusion) (← links)
- Use of dealing commission to purchase goods or services - COBS Provision (transclusion) (← links)
- Requirement to have adequate organisational arrangements - CASS Provision (transclusion) (← links)
- Dealing and managing - COBS Provision (transclusion) (← links)
- Tax - ISDA Provision (transclusion) (← links)
- Durable medium - FCA Rulebook Term (transclusion) (← links)
- UCITS (transclusion) (← links)
- UCITS Eligible Assets Directive (transclusion) (← links)
- Client money - FCA Rulebook Term (transclusion) (← links)
- Pension fund (transclusion) (← links)
- Employee Retirement Income Security Act of 1974 (transclusion) (← links)
- Equivalent - GMSLA Provision (transclusion) (← links)
- Secondary pooling events - CASS Provision (transclusion) (← links)
- Distributions and Corporate Actions - GMSLA Provision (transclusion) (← links)
- Manufactured payments in respect of Loaned Securities - GMSLA Provision (transclusion) (← links)
- Corporate actions - GMSLA Provision (transclusion) (← links)
- Withdrawal right - Italian corporate law (transclusion) (← links)
- Marking to Market of Collateral during the currency of a Loan on aggregated basis - GMSLA Provision (transclusion) (← links)
- Market Value - GMSLA Provision (transclusion) (← links)
- Consequences of an Event of Default - GMSLA Provision (transclusion) (← links)
- Delivery and payment obligations following Event of Default - GMSLA Provision (transclusion) (← links)
- GMSLA Netting (transclusion) (← links)
- Attribution of Collateral to Loans - GMSLA Provision (transclusion) (← links)
- ISDA netting categories (transclusion) (← links)
- Bank/Credit Institution (transclusion) (← links)
- Central Bank (transclusion) (← links)
- Acceleration on Event of Default - OSLA Provision (transclusion) (← links)
- Cross-Product Master Agreement (transclusion) (← links)
- Tri-party repo (transclusion) (← links)
- Depositing assets and arranging for assets to be deposited with third parties - CASS Provision (transclusion) (← links)
- 6.3.1 - CASS Provision (transclusion) (← links)
- AIFMD (transclusion) (← links)
- Marking to Market of Collateral during the currency of a Loan on a Loan by Loan basis - GMSLA Provision (transclusion) (← links)
- Force majeure (transclusion) (← links)
- Failure to pay - GMRA Provision (transclusion) (← links)
- 10(a)(ii) - GMRA Provision (transclusion) (← links)
- Full title guarantee (transclusion) (← links)
- Law of Property (Miscellaneous Provisions) Act 1994 (transclusion) (← links)
- Limited title guarantee (transclusion) (← links)
- 2013 ISDA Standard Credit Support Annex (transclusion) (← links)
- Riskless principal (transclusion) (← links)
- FIA Professional Client Agreement (transclusion) (← links)
- Exchange-traded derivatives (transclusion) (← links)
- Collateral - CASS Provision (transclusion) (← links)
- Give up (transclusion) (← links)
- Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision (transclusion) (← links)
- Rehypothecation (transclusion) (← links)
- Trust (transclusion) (← links)
- Ultra vires (transclusion) (← links)
- Best execution (transclusion) (← links)
- Securities lending (transclusion) (← links)
- Determination of Default Market Value - GMSLA Provision (transclusion) (← links)
- Commercially reasonable manner (transclusion) (← links)
- Good faith (transclusion) (← links)
- Governing Law and Jurisdiction - GMSLA Provision (transclusion) (← links)
- Credit risk mitigation - CRR Provision (transclusion) (← links)
- ESMA (transclusion) (← links)
- Eligible counterparty - FCA Rulebook Term (transclusion) (← links)
- Use of dealing commissions - COBS Provision (transclusion) (← links)
- Best Execution - COBS Provision (transclusion) (← links)
- EU Regulation (transclusion) (← links)
- EU Directive (transclusion) (← links)
- EU Legislation (transclusion) (← links)
- Capital Requirements Regulation (transclusion) (← links)
- Set-off - GMSLA Provision (transclusion) (← links)
- UCITS IV Directive (transclusion) (← links)
- Financial Collateral Directive (transclusion) (← links)
- Regulated market - FCA Rulebook Term (transclusion) (← links)
- OTC (transclusion) (← links)
- Client money (transclusion) (← links)
- Europe (transclusion) (← links)
- European Union (transclusion) (← links)
- European Economic Area (transclusion) (← links)
- European Free Trade Association (transclusion) (← links)
- Assignment by way of security (transclusion) (← links)
- Set-off (transclusion) (← links)
- Charge (transclusion) (← links)
- Implied term (transclusion) (← links)
- Uniform Commercial Code (transclusion) (← links)
- Luxembourg (transclusion) (← links)
- Luxembourg limited partnership (transclusion) (← links)
- Futures Industry Association (transclusion) (← links)
- Documentation (transclusion) (← links)
- Default under specified transaction (transclusion) (← links)
- Master trading agreement (transclusion) (← links)
- Sub-custodian (transclusion) (← links)
- UCITS V (transclusion) (← links)
- Depositary (transclusion) (← links)
- Investment Funds sourcebook (transclusion) (← links)
- FUND Anatomy (transclusion) (← links)
- FUND 3 - FCA Rulebook Term (transclusion) (← links)
- FUND 3.11 - FCA Rulebook Term (transclusion) (← links)
- FUND 3.11.21R - FCA Rulebook Term (transclusion) (← links)
- Depositary's obligations re safekeeping of assets - AIFMD Provision (transclusion) (← links)
- Depositary - AIFMD Provision (transclusion) (← links)
- AIFMD Anatomy (transclusion) (← links)
- AIFMD Delegated Regulation (transclusion) (← links)
- Alternative investment fund (transclusion) (← links)
- AIFM - AIFMD Provision (transclusion) (← links)
- Depositary lite - AIFMD Provision (transclusion) (← links)
- Reporting obligations for prime brokers - AIFMD Provision (transclusion) (← links)
- Prime broker (transclusion) (← links)
- Prime broker - AIFMD Provision (transclusion) (← links)
- Depositary comparison under AIFMD and UCITS (transclusion) (← links)
- Depositary - UCITS V Provision (transclusion) (← links)
- Delegation of depositary functions - UCITS V Provision (transclusion) (← links)
- Safekeeping by depositary - UCITS V Provision (transclusion) (← links)
- Subscriptions, redemptions, valuation by depositary - UCITS V Provision (transclusion) (← links)
- Written contract with depositary - UCITS V Provision (transclusion) (← links)
- No reuse of assets by depositary - UCITS V Provision (transclusion) (← links)
- 22 - UCITS Provision (transclusion) (← links)
- Objective reason - UCITS V Provision (transclusion) (← links)
- Cash monitoring - UCITS V Provision (transclusion) (← links)
- Netting and Stock Lending - CRR Provision (transclusion) (← links)
- Regulatory Capital Anatomy (transclusion) (← links)
- Aggregation and allocation of orders - COBS Provision (transclusion) (← links)
- Geldof Metaalconstructie v Carves (transclusion) (← links)
- Trade exposures with CCPs - CRR Provision (transclusion) (← links)
- CCP-related transaction - CRR Provision (transclusion) (← links)
- Uncleared margin regulation (transclusion) (← links)
- Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP - EMIR Provision (transclusion) (← links)
- Initial margin (transclusion) (← links)
- UCITS eligibility criteria for derivative counterparties (transclusion) (← links)
- Treatment of shortfalls - CASS Provision (transclusion) (← links)
- Custody rules - CASS Provision (transclusion) (← links)
- Safe custody asset - FCA Rulebook Term (transclusion) (← links)
- 28 - MiFID (transclusion) (← links)
- Post-trade disclosure by investment firms - MiFID Directive Provision (transclusion) (← links)
- Delegation of safekeeping function by depositary - UCITS V Provision (transclusion) (← links)
- Trade reporting (transclusion) (← links)
- 25 - MiFID Directive Provision (transclusion) (← links)
- Transaction reporting (transclusion) (← links)
- Investment advice - MiFID Directive Provision (transclusion) (← links)
- Eligible counterparties - COBS Provision (transclusion) (← links)
- Per se eligible counterparties - COBS Provision (transclusion) (← links)
- Elective eligible counterparties - COBS Provision (transclusion) (← links)
- Per se eligible counterparty - COBS Provision (transclusion) (← links)
- SEC Rule 15a-6 (transclusion) (← links)
- Agent as client - FCA Provision (transclusion) (← links)
- Broker-dealer (transclusion) (← links)
- Pledge (transclusion) (← links)
- Disclosure and transparency rules (transclusion) (← links)
- Contracts for difference (transclusion) (← links)
- Foreign exchange (transclusion) (← links)
- The banking exemption - CASS Provision (transclusion) (← links)
- Disclosure required where held under banking exemption - CASS Provision (transclusion) (← links)
- Termination of title transfer collateral arrangements - CASS Provision (transclusion) (← links)
- Murder your darlings (transclusion) (← links)
- Barclays v Unicredit (transclusion) (← links)
- Avoiding conflicts of interest - AIFMD Provision (transclusion) (← links)
- Location of depositary - AIFMD Provision (transclusion) (← links)
- Issuance and cancellation of fund units etc. - AIFMD Provision (transclusion) (← links)
- Obligation to make unexecuted client limit orders public - COBS Provision (transclusion) (← links)
- Professional client (transclusion) (← links)
- Retail client - COBS Provision (transclusion) (← links)
- Resolution Stay Protocol (transclusion) (← links)
- Nominee company (transclusion) (← links)
- SPVs in Ireland (transclusion) (← links)
- Continuing guarantee (transclusion) (← links)
- Demand guarantee (transclusion) (← links)
- Undertaking (transclusion) (← links)
- Covenant (transclusion) (← links)
- Promise (transclusion) (← links)
- Warranty (transclusion) (← links)
- Representations and warranties (transclusion) (← links)
- Representation (transclusion) (← links)
- Rescind (transclusion) (← links)
- Process agent (transclusion) (← links)
- Agent (transclusion) (← links)
- Principal (transclusion) (← links)
- Commission (transclusion) (← links)
- Synthetic prime brokerage (transclusion) (← links)
- Executing broker (transclusion) (← links)
- Stamp duty reserve tax (transclusion) (← links)
- Law of Property Act 1925 (transclusion) (← links)
- Security interest (transclusion) (← links)
- Actual/actual (transclusion) (← links)
- Actual/365 (transclusion) (← links)
- Day count fraction (transclusion) (← links)
- 30/360 (transclusion) (← links)
- Master Securities Lending Agreement (transclusion) (← links)
- England and Wales (transclusion) (← links)
- Haircut (transclusion) (← links)
- Hedge fund (transclusion) (← links)