Template:CASS Section 6.1 TOC

Application (Custody Rules)

6.1.1 6.1.1A 6.1.1B 6.1.1C 6.1.2

Business in the name of the firm

6.1.4 6.1.5

Title transfer collateral arrangements

6.1.6 6.1.6A 6.1.7 6.1.8 6.1.9

Prime brokerage agreements

6.1.9A

Affiliated companies - MiFID business

6.1.10

Affiliated companies - non-MiFID business

6.1.10A

Delivery versus payment transactions

6.1.12

Temporary handling of safe custody assets

6.1.15 6.1.16

Exemptions which do not apply to MiFID business

6.1.16A

Operators of regulated collective investment schemes

6.1.16B

Personal investment firms

6.1.16C

Trustees and depositaries

6.1.16D 6.1.16E 6.1.16F 6.1.16G 6.1.16H 6.1.16I

Arrangers

6.1.16J 6.1.16K

General purpose

6.1.22 6.1.23 6.1.24