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Showing below up to 50 results in range #101 to #150.

101. 6.1.4 - CASS Provision‏‎ (09:24, 3 February 2016)
102. Suitability (including basic advice) - COBS Provision‏‎ (16:59, 3 February 2016)
103. Depository Receipt Supplement‏‎ (10:03, 9 February 2016)
104. Withholding Tax‏‎ (11:11, 12 April 2016)
105. 7.11.25 - CASS Provision‏‎ (13:17, 22 April 2016)
106. Transaction - FCA Rulebook Term‏‎ (16:50, 11 May 2016)
107. In the first instance‏‎ (08:24, 17 May 2016)
108. Pledgor‏‎ (17:14, 17 June 2016)
109. Pledgee‏‎ (17:15, 17 June 2016)
110. Lindsay Petroleum Company v Hurd - Case Note‏‎ (10:48, 22 June 2016)
111. Client assets‏‎ (09:00, 12 July 2016)
112. Alpha capture‏‎ (10:25, 20 July 2016)
113. Circularity‏‎ (17:23, 25 July 2016)
114. Third party - AIFMD Provision‏‎ (17:05, 26 July 2016)
115. 21(11)(d)(ii) - AIFMD Provision‏‎ (17:22, 26 July 2016)
116. Application (Prime Brokerage) - CASS Provision‏‎ (10:09, 1 August 2016)
117. 9.4.3 - CASS Provision‏‎ (10:25, 1 August 2016)
118. Client money - FCA Rulebook Term‏‎ (13:34, 1 August 2016)
119. Information to clients - CASS Provision‏‎ (13:35, 1 August 2016)
120. Information to clients concerning custody assets and client money - CASS Provision‏‎ (13:36, 1 August 2016)
121. Custody asset - CASS Provision‏‎ (13:39, 1 August 2016)
122. 6.1.6 - CASS Provision‏‎ (17:04, 1 August 2016)
123. Transferor - CSA Provision‏‎ (23:36, 1 August 2016)
124. General Terms Relating to Settlement - Equity Derivatives Provision‏‎ (00:22, 2 August 2016)
125. Exchange Delivery Settlement Price‏‎ (01:01, 2 August 2016)
126. Equivalent Distributions - CSA Provision‏‎ (02:59, 2 August 2016)
127. Delivery Amount, Return Amount and Credit Support Amount - CSA Provision‏‎ (08:17, 2 August 2016)
128. Disputing Party - CSA Provision‏‎ (08:58, 2 August 2016)
129. Payment in Contractual Currency - ISDA Provision‏‎ (10:30, 2 August 2016)
130. Second Method and Market Quotation - ISDA Provision‏‎ (19:17, 2 August 2016)
131. Equivalent Collateral - GMSLA Provision‏‎ (22:06, 2 August 2016)
132. Distributions Date - CSA Provision‏‎ (23:44, 2 August 2016)
133. Indemnified event‏‎ (10:01, 9 August 2016)
134. Indemnified sum‏‎ (10:24, 9 August 2016)
135. Executing dealer‏‎ (19:06, 12 August 2016)
136. AIFM - AIFMD Provision‏‎ (09:30, 16 August 2016)
137. Nutshell Equity Derivatives Cancellation Amount‏‎ (10:04, 16 August 2016)
138. Solicitor’s undertaking‏‎ (08:56, 8 September 2016)
139. Clearinghouse - CCP‏‎ (13:59, 8 September 2016)
140. Mobius strip‏‎ (14:00, 8 September 2016)
141. Futures contract‏‎ (15:51, 8 September 2016)
142. Clearing documentation - CCP‏‎ (16:35, 8 September 2016)
143. Commodity Futures Trading Commission‏‎ (16:37, 8 September 2016)
144. And‏‎ (10:02, 14 September 2016)
145. Applicable asset - CASS Provision‏‎ (15:35, 14 September 2016)
146. Fat capitalisation‏‎ (15:49, 16 September 2016)
147. Business Structure‏‎ (07:49, 17 September 2016)
148. Intelligent beta‏‎ (14:54, 19 September 2016)
149. Pursuant to‏‎ (21:40, 19 September 2016)
150. CFTC Representations‏‎ (10:52, 22 September 2016)