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Showing below up to 50 results in range #51 to #100.

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  1. Investment Funds sourcebook‏‎ (12:14, 29 January 2015)
  2. FUND 3.11 - FCA Rulebook Term‏‎ (12:27, 29 January 2015)
  3. FUND 3 - FCA Rulebook Term‏‎ (12:39, 29 January 2015)
  4. FUND 3.11.21R - FCA Rulebook Term‏‎ (17:23, 29 January 2015)
  5. AIFMD Delegated Regulation‏‎ (12:02, 30 January 2015)
  6. Luxembourg limited partnership‏‎ (10:55, 2 February 2015)
  7. Chris Martin‏‎ (09:56, 3 February 2015)
  8. UCITS IV Directive‏‎ (11:56, 3 February 2015)
  9. 22 - UCITS Provision‏‎ (14:35, 3 February 2015)
  10. EU Regulation‏‎ (12:22, 4 February 2015)
  11. Cyprus‏‎ (16:40, 4 February 2015)
  12. Netting and Stock Lending - CRR Provision‏‎ (11:54, 5 February 2015)
  13. Aggregation and allocation of orders - COBS Provision‏‎ (14:31, 5 February 2015)
  14. FIA PCA Anatomy‏‎ (17:44, 5 February 2015)
  15. CCP-related transaction - CRR Provision‏‎ (12:15, 6 February 2015)
  16. ESMA‏‎ (14:53, 10 February 2015)
  17. UCITS eligibility criteria for derivative counterparties‏‎ (10:36, 12 February 2015)
  18. Client-specific safe custody asset record - FCA Rulebook Term‏‎ (16:55, 26 February 2015)
  19. Safe custody asset - FCA Rulebook Term‏‎ (11:10, 27 February 2015)
  20. Post-trade disclosure by investment firms - MiFID Directive Provision‏‎ (17:16, 27 February 2015)
  21. 28 - MiFID‏‎ (17:16, 27 February 2015)
  22. 25 - MiFID Directive Provision‏‎ (09:08, 9 March 2015)
  23. Investment advice - MiFID Directive Provision‏‎ (13:09, 9 March 2015)
  24. Eligible counterparty - FCA Rulebook Term‏‎ (14:27, 23 March 2015)
  25. Consent to best execution policy generally - COBS Provision‏‎ (16:25, 27 March 2015)
  26. Agent as client and reliance on others - COBS Provision‏‎ (09:44, 31 March 2015)
  27. Conduct of business obligations - COBS Provision‏‎ (09:50, 31 March 2015)
  28. 5 - DTR Provision‏‎ (15:48, 14 April 2015)
  29. Notification of the acquisition or disposal of major shareholdings - DTR Provision‏‎ (15:51, 14 April 2015)
  30. Certain voting rights to be disregarded - DTR Provision‏‎ (15:52, 14 April 2015)
  31. Disclosure and transparency rules‏‎ (16:30, 14 April 2015)
  32. Per se eligible counterparties - COBS Provision‏‎ (13:39, 28 April 2015)
  33. 7.10.22 - CASS Provision‏‎ (13:25, 5 May 2015)
  34. Per se eligible counterparty - COBS Provision‏‎ (16:18, 13 May 2015)
  35. Location of depositary - AIFMD Provision‏‎ (11:19, 7 July 2015)
  36. Resolution Stay Protocol‏‎ (16:33, 13 October 2015)
  37. Plain english evolution‏‎ (10:44, 20 November 2015)
  38. Equivalent Securities - GMSLA Provision‏‎ (18:14, 17 December 2015)
  39. Continuing guarantee‏‎ (10:51, 23 December 2015)
  40. Demand guarantee‏‎ (11:59, 23 December 2015)
  41. Issuance and cancellation of fund units etc. - AIFMD Provision‏‎ (15:01, 23 December 2015)
  42. Eligible counterparties - COBS Provision‏‎ (12:41, 13 January 2016)
  43. 1999 ISDA Credit Derivatives Definitions‏‎ (15:17, 28 January 2016)
  44. 1994 ISDA Equity Option definitions‏‎ (15:18, 28 January 2016)
  45. 1991 ISDA Definitions‏‎ (15:19, 28 January 2016)
  46. 1997 ISDA Short Form Bullion Definitions‏‎ (15:36, 28 January 2016)
  47. 2005 ISDA Commodity Definitions‏‎ (16:06, 28 January 2016)
  48. Actual/actual‏‎ (14:48, 29 January 2016)
  49. New York law‏‎ (11:31, 2 February 2016)
  50. Limited title guarantee‏‎ (22:43, 2 February 2016)

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