Holding of client assets - CASS Provision
(Redirected from 6.2 - CASS Provision)
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CASS Anatomy™
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- 6.2.1 Requirement to protect clients' safe custody assets
- 6.2.2 Requirement to have adequate organisational arrangements
- 6.2.3 Registration and recording of legal title
- 6.2.3A (Emission auction products)
- 6.2.4 (Nominee companies)
- 6.2.5 Recording title to safe custody assets
- 6.2.6 (Adequate investigations)
- 6.2.7 (documents of title to bearer assets)