Application (Custody Rules) - CASS Provision
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CASS Anatomy™
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Application (Custody Rules)
Rule 6.1.1
Rule 6.1.1A
Rule 6.1.1B
Rule 6.1.1C
Rule 6.1.2
Business in the name of the firm
Title transfer collateral arrangements
Rule 6.1.6
Rule 6.1.6A
Rule 6.1.7
Rule 6.1.8
Termination of title transfer collateral arrangements
Prime brokerage agreements
Rule 6.1.9A
Prime brokerage agreements
Rule 6.1.9A
Affiliated companies - MiFID business
Rule 6.1.10
Affiliated companies - non-MiFID business
Rule 6.1.10A
Delivery versus payment transactions
Rule 6.1.12
Temporary handling of safe custody assets
Exemptions which do not apply to MiFID business
Rule 6.1.16A
Operators of regulated collective investment schemes
Rule 6.1.16B
Personal investment firms
Rule 6.1.16C
Trustees and depositaries
Rule 6.1.16D
Rule 6.1.16E
Rule 6.1.16F
Rule 6.1.16G
Rule 6.1.16H
Rule 6.1.16I