The following pages link to Template:A:
Displayed 250 items.
- 1994 New York law CSA (transclusion) (← links)
- True sale (transclusion) (← links)
- Table of Contents - ISDA Provision (transclusion) (← links)
- Exchange Delivery Settlement Price (transclusion) (← links)
- Master Confirmation Agreement (transclusion) (← links)
- Quanto (transclusion) (← links)
- Equity derivative (transclusion) (← links)
- Total return swap (transclusion) (← links)
- Calculation Agent (transclusion) (← links)
- Investment Advisers Act of 1940 (transclusion) (← links)
- Long-form confirmation (transclusion) (← links)
- ISDA (transclusion) (← links)
- Holding of client assets - CASS Provision (transclusion) (← links)
- Recording title to safe custody assets - CASS Provision (transclusion) (← links)
- Registration and recording of legal title - CASS Provision (transclusion) (← links)
- Application (Custody Rules) - CASS Provision (transclusion) (← links)
- 6.1.1 - CASS Provision (transclusion) (← links)
- Requirement to protect clients' safe custody assets - CASS Provision (transclusion) (← links)
- Client - FCA Rulebook Term (transclusion) (← links)
- UCITS Anatomy (transclusion) (← links)
- Cross default (transclusion) (← links)
- GMSLA Anatomy (transclusion) (← links)
- 2010 Global Master Securities Lending Agreement (transclusion) (← links)
- EU Short Selling Regulations (transclusion) (← links)
- Rule on Inducements - COBS Provision (transclusion) (← links)
- Use of dealing commission to purchase goods or services - COBS Provision (transclusion) (← links)
- Requirement to have adequate organisational arrangements - CASS Provision (transclusion) (← links)
- Fungible (transclusion) (← links)
- Securities and Exchange Commission (transclusion) (← links)
- Naked short (transclusion) (← links)
- Durable medium - FCA Rulebook Term (transclusion) (← links)
- Prime brokerage services - FCA Rulebook Term (transclusion) (← links)
- UCITS (transclusion) (← links)
- Global Master Securities Lending Agreement (transclusion) (← links)
- Client money - FCA Rulebook Term (transclusion) (← links)
- Pension fund (transclusion) (← links)
- Employee Retirement Income Security Act of 1974 (transclusion) (← links)
- Secondary pooling events - CASS Provision (transclusion) (← links)
- Delivery of Securities on commencement of Loan - GMSLA Provision (transclusion) (← links)
- Prime brokerage agreement disclosure annex (transclusion) (← links)
- ETD (transclusion) (← links)
- Income in the form of Securities - GMSLA Provision (transclusion) (← links)
- Alternative Collateral - GMSLA Provision (transclusion) (← links)
- Non Cash Collateral - GMSLA Provision (transclusion) (← links)
- Shareholder (transclusion) (← links)
- Securities Lending (transclusion) (← links)
- 2000 Global Master Securities Lending Agreement (transclusion) (← links)
- On balance sheet netting - BIPRU Provision (transclusion) (← links)
- Delivery of Collateral on commencement of Loan - GMSLA Provision (transclusion) (← links)
- Parties - GMSLA Provision (transclusion) (← links)
- Interpretation - GMSLA Provision (transclusion) (← links)
- Equivalent Collateral - GMSLA Provision (transclusion) (← links)
- ISDA netting categories (transclusion) (← links)
- Bank/Credit Institution (transclusion) (← links)
- Central Bank (transclusion) (← links)
- GMRA Anatomy (transclusion) (← links)
- Close out (transclusion) (← links)
- OSLA Anatomy (transclusion) (← links)
- Redelivery of Equivalent Securities - OSLA Provision (transclusion) (← links)
- 1995 Overseas Securities Lender’s Agreement (transclusion) (← links)
- Gross jurisdiction (transclusion) (← links)
- Acceleration on Event of Default - OSLA Provision (transclusion) (← links)
- Lender’s right to call for redelivery of Equivalent Securities - OSLA Provision (transclusion) (← links)
- Lender’s election where Borrower does not return Equivalent Securities - OSLA Provision (transclusion) (← links)
- Borrower to pay reasonable costs of any Buy-in - OSLA Provision (transclusion) (← links)
- Borrower’s right to terminate loans - OSLA Provision (transclusion) (← links)
- Cross-Product Master Agreement (transclusion) (← links)
- Tri-party repo (transclusion) (← links)
- Designated Office - GMSLA Provision (transclusion) (← links)
- Close of Business - GMSLA Provision (transclusion) (← links)
- Schedule - GMSLA Provision (transclusion) (← links)
- Depositing assets and arranging for assets to be deposited with third parties - CASS Provision (transclusion) (← links)
- 6.3.1 - CASS Provision (transclusion) (← links)
- AIFMD (transclusion) (← links)
- Force majeure (transclusion) (← links)
- Defaulting Party - GMSLA Provision (transclusion) (← links)
- Failure to pay - GMRA Provision (transclusion) (← links)
- 10(a)(ii) - GMRA Provision (transclusion) (← links)
- Full title guarantee (transclusion) (← links)
- Law of Property (Miscellaneous Provisions) Act 1994 (transclusion) (← links)
- 2013 ISDA Standard Credit Support Annex (transclusion) (← links)
- Riskless principal (transclusion) (← links)
- Exchange-traded derivatives (transclusion) (← links)
- Collateral - CASS Provision (transclusion) (← links)
- Give up (transclusion) (← links)
- 1994 NY Law CSA (transclusion) (← links)
- Definitions - GMSLA Provision (transclusion) (← links)
- Agency Annex - GMSLA Provision (transclusion) (← links)
- Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision (transclusion) (← links)
- Rehypothecation (transclusion) (← links)
- Credit Support Deed (transclusion) (← links)
- CSD (transclusion) (← links)
- Trust (transclusion) (← links)
- Ultra vires (transclusion) (← links)
- Deed (transclusion) (← links)
- Best execution (transclusion) (← links)
- Securities lending (transclusion) (← links)
- Application of Best Execution - COBS Provision (transclusion) (← links)
- Financial instrument (transclusion) (← links)
- Commercially reasonable manner (transclusion) (← links)
- Good faith (transclusion) (← links)
- Futures (transclusion) (← links)
- Credit risk mitigation - CRR Provision (transclusion) (← links)
- Counterparty credit risk (transclusion) (← links)
- Capital Requirements Regulation (transclusion) (← links)
- Combination of accounts (transclusion) (← links)
- Financial Collateral Directive (transclusion) (← links)
- Regulated market - FCA Rulebook Term (transclusion) (← links)
- OTC (transclusion) (← links)
- Client money (transclusion) (← links)
- Europe (transclusion) (← links)
- European Union (transclusion) (← links)
- European Economic Area (transclusion) (← links)
- European Free Trade Association (transclusion) (← links)
- Assignment by way of security (transclusion) (← links)
- Set-off (transclusion) (← links)
- Nemo dat quod non habet (transclusion) (← links)
- Insolvency (transclusion) (← links)
- Charge (transclusion) (← links)
- Implied term (transclusion) (← links)
- Uniform Commercial Code (transclusion) (← links)
- Luxembourg (transclusion) (← links)
- Documentation (transclusion) (← links)
- Client’s best interest rule (transclusion) (← links)
- Default under specified transaction (transclusion) (← links)
- Master trading agreement (transclusion) (← links)
- Global Master Repurchase Agreement (transclusion) (← links)
- Sub-custodian (transclusion) (← links)
- UCITS V (transclusion) (← links)
- Depositary (transclusion) (← links)
- Depositary's obligations re safekeeping of assets - AIFMD Provision (transclusion) (← links)
- Depositary - AIFMD Provision (transclusion) (← links)
- AIFMD Anatomy (transclusion) (← links)
- Alternative investment fund (transclusion) (← links)
- Objective reason - AIFMD Provision (transclusion) (← links)
- Depositary lite - AIFMD Provision (transclusion) (← links)
- Reporting obligations for prime brokers - AIFMD Provision (transclusion) (← links)
- Marketing of units or shares of EU AIFs in the home Member State of the AIFM (transclusion) (← links)
- Prime broker (transclusion) (← links)
- Depositary comparison under AIFMD and UCITS (transclusion) (← links)
- Depositary - UCITS V Provision (transclusion) (← links)
- Delegation of depositary functions - UCITS V Provision (transclusion) (← links)
- Safekeeping by depositary - UCITS V Provision (transclusion) (← links)
- Subscriptions, redemptions, valuation by depositary - UCITS V Provision (transclusion) (← links)
- Written contract with depositary - UCITS V Provision (transclusion) (← links)
- No reuse of assets by depositary - UCITS V Provision (transclusion) (← links)
- Objective reason - UCITS V Provision (transclusion) (← links)
- Cash monitoring - UCITS V Provision (transclusion) (← links)
- Netting and Stock Lending - CRR Provision (transclusion) (← links)
- Regulatory Capital Anatomy (transclusion) (← links)
- Geldof Metaalconstructie v Carves (transclusion) (← links)
- Trade exposures with CCPs - CRR Provision (transclusion) (← links)
- CCP-related transaction - CRR Provision (transclusion) (← links)
- Grace period (transclusion) (← links)
- Uncleared margin regulation (transclusion) (← links)
- EMIR Anatomy (transclusion) (← links)
- Risk-mitigation techniques for OTC derivative contracts not cleared by a CCP - EMIR Provision (transclusion) (← links)
- Initial margin (transclusion) (← links)
- Anti-money laundering (transclusion) (← links)
- Treatment of shortfalls - CASS Provision (transclusion) (← links)
- Designated investment - FCA Rulebook Term (transclusion) (← links)
- Custody rules - CASS Provision (transclusion) (← links)
- Safe custody asset - FCA Rulebook Term (transclusion) (← links)
- Post-trade disclosure by investment firms - MiFID Directive Provision (transclusion) (← links)
- Delegation of safekeeping function by depositary - UCITS V Provision (transclusion) (← links)
- Trade reporting (transclusion) (← links)
- 25 - MiFID Directive Provision (transclusion) (← links)
- Transaction reporting (transclusion) (← links)
- Investment advice - MiFID Directive Provision (transclusion) (← links)
- Ancillary services - MiFID Directive Provision (transclusion) (← links)
- Eligible counterparties - COBS Provision (transclusion) (← links)
- Per se eligible counterparties - COBS Provision (transclusion) (← links)
- Elective eligible counterparties - COBS Provision (transclusion) (← links)
- Novation (transclusion) (← links)
- Per se eligible counterparty - COBS Provision (transclusion) (← links)
- SEC Rule 15a-6 (transclusion) (← links)
- Agent as client and reliance on others - COBS Provision (transclusion) (← links)
- Agent as client - FCA Provision (transclusion) (← links)
- Broker-dealer (transclusion) (← links)
- Pledge (transclusion) (← links)
- 1995 ISDA Credit Support Deed (transclusion) (← links)
- Disclosure and transparency rules (transclusion) (← links)
- Certain voting rights to be disregarded - DTR Provision (transclusion) (← links)
- 5 - DTR Provision (transclusion) (← links)
- Notification of the acquisition or disposal of major shareholdings - DTR Provision (transclusion) (← links)
- Contracts for difference (transclusion) (← links)
- Foreign exchange (transclusion) (← links)
- The banking exemption - CASS Provision (transclusion) (← links)
- Disclosure required where held under banking exemption - CASS Provision (transclusion) (← links)
- Margin - GMSLA Provision (transclusion) (← links)
- 10(a)(ix) - GMRA Provision (transclusion) (← links)
- Termination of title transfer collateral arrangements - CASS Provision (transclusion) (← links)
- Murder your darlings (transclusion) (← links)
- Barclays v Unicredit (transclusion) (← links)
- Avoiding conflicts of interest - AIFMD Provision (transclusion) (← links)
- Location of depositary - AIFMD Provision (transclusion) (← links)
- General responsibilities of depositary - AIFMD Provision (transclusion) (← links)
- Issuance and cancellation of fund units etc. - AIFMD Provision (transclusion) (← links)
- Obligation to make unexecuted client limit orders public - COBS Provision (transclusion) (← links)
- Professional client (transclusion) (← links)
- Retail client - COBS Provision (transclusion) (← links)
- Failure to pay - GMSLA Provision (transclusion) (← links)
- Plain English - How (transclusion) (← links)
- Nominee company (transclusion) (← links)
- Special purpose vehicle (transclusion) (← links)
- SPVs in Ireland (transclusion) (← links)
- Ireland (transclusion) (← links)
- Magic words (transclusion) (← links)
- Statute of Frauds 1677 (transclusion) (← links)
- Undertaking (transclusion) (← links)
- Covenant (transclusion) (← links)
- Promise (transclusion) (← links)
- Warranty (transclusion) (← links)
- Representations and warranties (transclusion) (← links)
- Representation (transclusion) (← links)
- Rescind (transclusion) (← links)
- Mutatis mutandis (transclusion) (← links)
- Copyright (transclusion) (← links)
- Confidentiality agreement (transclusion) (← links)
- Process agent (transclusion) (← links)
- Agent (transclusion) (← links)
- Principal (transclusion) (← links)
- Commission (transclusion) (← links)
- Synthetic prime brokerage (transclusion) (← links)
- Executing broker (transclusion) (← links)
- Law of Property Act 1925 (transclusion) (← links)
- Mortgage (transclusion) (← links)
- Security (transclusion) (← links)
- Security interest (transclusion) (← links)
- Event of default (transclusion) (← links)
- Actual/365 (transclusion) (← links)
- Day count fraction (transclusion) (← links)
- Stock loan (transclusion) (← links)
- Master Securities Lending Agreement (transclusion) (← links)
- Reference Dealers - GMSLA Provision (transclusion) (← links)
- Haircut (transclusion) (← links)
- Hedge fund (transclusion) (← links)
- Alpha (transclusion) (← links)
- Vega (transclusion) (← links)
- Leveraged alpha (transclusion) (← links)
- Beta (transclusion) (← links)
- Exchange (transclusion) (← links)
- Swap (transclusion) (← links)
- Tort (transclusion) (← links)
- Torte (transclusion) (← links)
- Breach of contract (transclusion) (← links)
- SCPA (transclusion) (← links)
- SICAV (transclusion) (← links)
- Investment fund (transclusion) (← links)
- Limited liability company (transclusion) (← links)