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...erday}}}}One of those fabulous men and women whose job is to make sure the institution they represent doesn’t unwittingly poke itself in the eye. ...much as gruffly reprimanded for not anticipating the forthcoming [[global financial crisis]]: the [[circle of escalation]] saw to that.</ref> so you shouldn’

...ny and Switzerland), nor the kind of hoopy dude — a [[financial services]] institution of some sort, in other words — to whom [[AET]] would normally apply. The

...is neither a {{fcaprov|firm}} nor an {{fcaprov|overseas financial services institution}} and the main purpose of the arrangements between the parties is the avoid

...use legal team of the year|in-house team]] at a leading financial services institution found it while marking up a pricing supplement he had received by [[fax]].

...orrower''': Where the {{pgmslaprov|Borrower}} is a [[bank]] or [[financial institution]] that would incur a capital/balance sheet charge under [[Basel III|Basel]] ...on''-FI Lender''' Where the {{pgmslaprov|Lender}} is ''not'' a [[financial institution]], but rather is owner of long assets which it is seeking to enhance yield

...to ensure the institution always retains an adequate capital base) '''the institution remains liable to repay the debt to its customer indefinitely'''. '' ...ibes the regulated activity of accepting deposits. Only regulated [[credit institution|credit institutions]] — [[banks]], in the vernacular — are allowed to a

...{1}}}|Specified Entities}}, so woe betide if one of those is a [[financial institution]] too.

...margin requirements on all financial firms and systemically important non-financial entities that trade [[over-the-counter |over-the-counter]] swaps, setting o ...nitive dissonance alert: There is no larger, more interconnected financial institution than a central clearinghouse.

...aradigm case of the second kind of renter is the global financial services institution. There are comparatively few of them, but each has a desperate, ongoing nee

...nstitutions to risk-weight excess Collateral balances. Solution: financial institution pledges them, rather than title-transferring them. Important: there is no r

...]] the underlying asset or item can be [[currencies]], [[securities]] or [[financial instruments]] and intangible assets or referenced items such as [[stock ind ...es a trade taking place in the future, the purpose of the futures exchange institution is to act as intermediary and minimize the risk of default by either party.

Things that, courtesy of that tremendous fiction, the [[corporate veil]], an institution may be [[deemed]] to know, but about which none of its present representati ...by the [[Financial Services Modernization Act of 1999]] — hello, [[global financial crisis]]<ref>Yes, yes — I know it wasn’t ''just'' the repeal of [[Glass

...mandatory confidentiality term” has now become part of the folklore of the financial services markets. You ''have'' to have a term, and it can’t be longer tha ...ch”) is a canard — a palpably false one at that, for a regulated financial institution. Whatever information security systems you do have don’t suddenly stop wo

The first thing to note is this covers money and financial instruments ''belonging to the client'' (see CASS [[6.1.1 - CASS Provision| ...a client in the course of its MiFID business''.” The broker is not holding financial instruments belonging to a client.

[[Markets in Financial Instruments Directive]] {{eudirective|2004|39|EC}} (known as "[[MiFID]]"). (b) a credit institution authorised in accordance with Directive 2000/12/EC; <br>

...purpose of making, purchasing or investing in loans, securities and other financial assets.<br>

...further from the truth: every transaction with a corporation is a direct, financial, participation in what it does, and represents a benefit that it wants and ...unist Party in other times and places, The Corporation is today’s dominant institution.}}

...naut of the spirit]]. You must take the entire modernist machinery of your institution with you. KYC. AML. Compliance. Credit. The docs team. And, of course, dear ...entropy]]. Remind me to do an article on the [[rent carrying capacity]] of financial services.</ref>

...a [[letter]]-reading service'''. You are employed by a regulated financial institution. By having even got in the door, you are presumed to have some kind of high

(1) to a regulated financial institution, which <br>