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  • ...er management]], or voguily, “[[AUM]]” is the value of investments in an [[investment manager]]’s portfolio. Thus, a “mine’s bigger than yours” opportuni
    347 bytes (56 words) - 20:36, 30 November 2020
  • ...ng of Article 6(a) of {{eudirective|2003|41|EC}} and an [[AIFM|alternative investment fund managed]] by {{tag|AIFM}}s authorised or registered in accordance with
    860 bytes (102 words) - 15:36, 31 August 2017
  • Should an [[investment manager]] ask an {{tag|executing broker}} bank to offer it {{tag|client mon *When an [[investment manager]] instructs a broker to execute an order for a client it does so as
    2 KB (294 words) - 09:13, 26 June 2018
  • ...hin the meaning of Article 6(a) of Directive 2003/41/EC and an alternative investment fund managed by AIFMs authorised or registered in accordance with Directive *a [[MiFID]] investment firm
    2 KB (291 words) - 13:25, 28 June 2023
  • ...up. Notwithstanding that everyone knows it is all “between us girls”, the investment manager will, on the record, hotly deny this and insist, for the sake of [[
    3 KB (416 words) - 15:03, 4 October 2022
  • {{box|1. Member States shall require investment firms, on receiving any client funds, promptly to place those funds into on ====Under MiFID 2 Custody could become an {{eudirprov|investment service|MiFID}}====
    3 KB (512 words) - 13:20, 23 January 2018
  • ...uld not catch a [[broker]] or [[dealer]] where it accepts orders from an [[investment manager]] who was not an FCA regulated {{cobsprov|firm}} (i.e., a foreigner ===Research and benefits [[broker]]s provide to [[investment manager]] clients===
    4 KB (679 words) - 11:26, 22 February 2023
  • ...s a concept beloved of [[management consultants]], and those in the higher management strata who are bewitched by their honeyed words. ...women of the health sector, too, is blighted by similarly indecipherable [[management consultancy]]):
    2 KB (271 words) - 10:09, 18 July 2019
  • ...as an overcrowded tourist destination with a thriving European investment management industry, and a good place to assassinate meddlesome journalists.
    628 bytes (105 words) - 12:46, 27 June 2018
  • {{anat|cass|}}{{hbglossary|Designated investment business |G283}} ...0]], which predates, but somehow survives, [[MiFID]], {{fcaprov|designated investment business}} is a wider confection than {{fcaprov|MiFID business}}, but large
    4 KB (519 words) - 15:40, 2 March 2020
  • {{fcaprov|FUND 3.5}} Investment in securitisation positions <br> {{fcaprov|FUND 3.7}} Risk management <br>
    758 bytes (95 words) - 12:39, 29 January 2015
  • ...one, and investment funds who have outsourced their asset management to an investment adviser for another — and those margin borrowers and hedgies with [[prime
    2 KB (262 words) - 12:19, 4 April 2023
  • *[[manager|Investment management]]
    939 bytes (128 words) - 08:57, 31 March 2020
  • ...person can be reporting fully to two people at once, or even more if your management structure cannot be articulated in normal Euclidian geometry. And of course there is the old ''investment-bank-as-the-cruel-jungle'' staple, the “[[co-heads]]” of a business,<re
    1 KB (211 words) - 21:37, 22 November 2022
  • ...stered investment company, business development company, or small business investment company; ..., if a bank, insurance company, or registered investment adviser makes the investment decisions, or if the plan has total assets in excess of $5 million;
    3 KB (470 words) - 08:42, 15 September 2017
  • '''SECTION A''': [[Investment services and activities]] (4) Portfolio management;
    4 KB (572 words) - 09:03, 16 June 2022
  • '''{{fcaprov|investment services}}''' means any of the services and activities listed in Section A :(d) portfolio management; <br>
    704 bytes (108 words) - 15:34, 23 March 2015
  • ...g|AIFMD}} is a lover’s pet name for the EU’s [[Alternative Investment Fund Management Directive]]<ref>EU Directive {{eudirective|2011|61|EU}}and Commission Deleg ...[[EU]] fund managers that manage [[alternative investment fund|alternative investment funds]] (essentially [[hedge funds]] and [[private equity]] funds) (“[[AI
    4 KB (650 words) - 17:27, 23 September 2021
  • ...firm}} intending to provide {{mifid2prov|investment service}}s or perform investment activities with or without any {{mifid2prov|ancillary service}}s to {{mifid ...rm}} intending to provide {{mifid2prov|investment service}}s or to perform investment activities with or without any {{mifid2prov|ancillary service}}s in its ter
    3 KB (430 words) - 12:28, 14 December 2018
  • The [[head of the documentation unit]] is an accursed person in an [[investment bank]], although {{sex|he}} is usually the last one to recognise this. This In an [[investment bank]], being a place of universal grasping fixation on advancement, it isn
    3 KB (514 words) - 18:25, 4 February 2024
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