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...weighted assets|capital charges]] if it takes on liability for third party entities, but is unlikely to be specific because it isn’t clear whether there woul

...p}}”). Unlike the [[SCS]] and [[SCA]], which both are ''intuitu personae'' entities, the {{tag|SCSp}} has no legal personality distinct from its partners, and

**{{isdaprov|Specified Entities}}

This directive introduces new rules on UCITS depositaries, such as the entities eligible to assume this role, their tasks, delegation arrangements and the

The Volcker rule generally prohibits banking entities from engaging in proprietary trading or having certain relationships with h In scope entities can still have relations with fund entities which have an exemption from “covered fund” status. These include:

Which means a number of potentially important entities will not be. For example:

...e structure — hey: who doesn’t? — then the arrangement between the various entities in your group of shareholdings, inter-company loans, [[parental guarantee]]

*the entities set out in paragraph (i) or; <br>

...pter1_.html here]) includes, among others, corporations and other business entities:

...panies, (v) pension plans directed by defined fiduciaries, (vi) tax-exempt entities, and (vii) trusts with sophisticated fiduciaries with total assets in exces Major U.S. Institutional Investors are entities, regardless of whether they fall in the foregoing categories, with assets o

...s entered into by the non-financial counterparty or by other non-financial entities within the group to which the non-financial counterparty belongs, which are

{{c2|Cayman Islands history|Legal Entities}}

...in financial instruments be held in custody by a local entity and no local entities satisfy the delegation requirements laid down in that point [i.e., prudent

...}. Everything must be passed in full through to the ultimate client. These entities therefore tend to opt for non-[[retrocession]] share classes open only to a

Client money behaves differently to client assets when entities start going bust. In a nutshell, unless you have set up separate pools, cli

*England, Scotland, Wales and Northern Ireland as four discrete political entities. Does not include the Republic of Ireland.

...ies to a futures contract are the client and the [[CCP]]. The intermediate entities are all agents and thus not responsible for performance of the contract. Th

...cutive summary in table form, expressing a clear binary view for all legal entities and all counterparty categories.

...isaster scenarios? We know of cases where even affiliated broker-dealers — entities under common control in the same financial services group — have laboured

...taken where trading and clearing services are provided by different legal entities belonging to the same group.