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'''{{fcaprov|investment services}}''' means any of the services and activities listed in Section A :(d) portfolio management; <br> ...

:(c) carry out the instructions of the management company or an investment company, unless they conflict with the applicable national law, or with the ...

*[[manager|Investment management]] ...

...instruments of incorporation. This now applies to investment companies and management companies. ...'': More detailed requirements than [[UCITS IV]]: No management company or investment company shall also act as depositary; duty to act honestly and in interest ...

235. Collective investment schemes ...ate in or receive profits or income arising from the acquisition, holding, management or disposal of the property or sums paid out of such profits or income. <li ...

::(b) an investment firm; <br> ::(e) a collective investment scheme or the management company of such a scheme; <br> ...

...e case may be, or]]” appears 33 times in the [[Alternative Investment Fund Management Directive]] — is that a breach of the last of these {{gmslaprov|Borrower’s ...

...gible|identical type]] or the corresponding amount to the [[UCITS]] or the management company acting on behalf of the [[UCITS]] without undue delay. The {{ucits5 ...|depositary}} directly or indirectly through the management company or the investment company provided that this does not lead to a duplication of redress or to ...

...defined in point (1) of Article 4(1) of Regulation (EU) No 575/2013, or an investment firm as defined in point (1) of Article 4(1) of Directive 2014/65/EU other ...es from third-party entities and delegates the day-to-day active portfolio management involved in that securitisation to an entity authorised to perform such act ...

...oportionate to the nature and complexity of the assets of the UCITS or the management company acting on behalf of the UCITS which have been entrusted to it; (a) the investors of the relevant UCITS are duly informed, prior to their investment, of the fact that such a delegation is required due to legal constraints in ...

...ey were “[[human capital management]]” — we are not so persuaded about the management, but “[[human capital]]” is a useful way of thinking about valuable employe ...s Deming]]s of the world have helpfully explained the peril, and folly, of management by policy over decades. But most policies — even those articulating matters ...

...you’ve created “ten times leverage” (note: still a noun) on your original investment. The more the market goes up, once it has passed your borrowing costs, the ...to understand than that — that caused the implosion of [[Long-Term Capital Management|LTCM]], the [[global financial crisis]], and the [[Archegos]] affair. ...

...nerally include its [[prospectus|information memorandum]] and [[investment management agreement]] even though neither, strictly speaking, play any kind of metaph ...

...xpert]]ise, is needed to manage a [[complex]] process such as running an [[investment bank]]. ...

...iable]] for any obligations of the partnership and are responsible for its management. ...sociés commanditaire]]s) whose liability is limited to the amount of their investment. There may be an unlimited number of limited [[shareholder]]s. ...

...ent fund]]s subject to the AIFM law other than UCI or reserved alternative investment funds (fonds d’investissement alternatives reserves (“'''RAIF'''”) which ar ...orking day, whether it is primarily concerned with semolina or credit risk management.<ref>I am indebted to [http://barnsleyfc.org.uk/threads/sago-semalina-tapio ...

...tical management of the “90 minutes” to his ball-breaker of a [[COO]], a [[management consultant]] without the first clue about the law, let alone what a modern ===How to become general counsel of an investment bank=== ...

(5) for a management company, the objectives, investment policy and risks specific to the UCITS scheme or EEA UCITS scheme, as indic ...

...stment firm, [[MiFID]] optional exemption business or collective portfolio management, if the relevant rule derives from the [[MiFID]] Org Regulation or implemen ...

...out of date.</ref> through which ordinary, unsecured [[Asset manager|asset management]] vehicles make their stately passage. [[Hedge fund]]s. [[UCITS]]. [[SICAV] === [[Investment fund]] vehicles should ''not'' be limited recourse === ...