Search results

...ed for years under legally mandated document retention policies, but other entities will just be anal — or useless — about hoarding information.

*the entities set out in paragraph (i) or; <br>

...pter1_.html here]) includes, among others, corporations and other business entities:

...panies, (v) pension plans directed by defined fiduciaries, (vi) tax-exempt entities, and (vii) trusts with sophisticated fiduciaries with total assets in exces Major U.S. Institutional Investors are entities, regardless of whether they fall in the foregoing categories, with assets o

...s entered into by the non-financial counterparty or by other non-financial entities within the group to which the non-financial counterparty belongs, which are

For the silent great majority of swap entities for whom it is not, the curious proposition arises: what is the legal, and

...s about as wide as a payment obligation can be, and includes the Reference Entities day-to-day outgoings: rent, wages, utilities, even the paper bill, if you c

...s entered into by the non-financial counterparty or by other non-financial entities within the group to which the non-financial counterparty belongs, which are

...ese modern days of bank recovery and resolution, conjoining claims between entities which are supposed to be siloed and independent isn’t really the thing.

{{c2|Cayman Islands history|Legal Entities}}

...ble into or exchangeable for debt or preferred stock or (B) in the case of entities other than corporations, any other form of ownership interest; or ...Merger” applies and it or any of its Credit Support Providers or Specified Entities suffers a Designated Event (which is not a Merger Without Assumption) and t

...in financial instruments be held in custody by a local entity and no local entities satisfy the delegation requirements laid down in that point [i.e., prudent

...}. Everything must be passed in full through to the ultimate client. These entities therefore tend to opt for non-[[retrocession]] share classes open only to a

...quirements on all financial firms and systemically important non-financial entities that trade [[over-the-counter |over-the-counter]] swaps, setting out criter

Client money behaves differently to client assets when entities start going bust. In a nutshell, unless you have set up separate pools, cli

...it, any of its Credit Support Providers or any of its applicable Specified Entities any action, suit or proceeding at law or in equity or before any court, tri

*England, Scotland, Wales and Northern Ireland as four discrete political entities. Does not include the Republic of Ireland.

...ies to a futures contract are the client and the [[CCP]]. The intermediate entities are all agents and thus not responsible for performance of the contract. Th

...cutive summary in table form, expressing a clear binary view for all legal entities and all counterparty categories.

...isaster scenarios? We know of cases where even affiliated broker-dealers — entities under common control in the same financial services group — have laboured