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- {{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled ...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:3 KB (518 words) - 08:18, 19 August 2021
- Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th ...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its6 KB (975 words) - 08:42, 12 January 2022
- #REDIRECT [[best execution]]28 bytes (3 words) - 10:59, 26 November 2014
- ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>5 KB (755 words) - 10:15, 20 March 2020
- ...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro ...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia3 KB (554 words) - 12:46, 9 September 2020
- ''See also more generally [[best execution]] for an overview.''99 bytes (13 words) - 12:53, 28 November 2014
- #redirect[[Best Execution - COBS Provision]]44 bytes (6 words) - 10:57, 13 January 2016
- 16 bytes (2 words) - 14:42, 11 September 2017
- {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da539 bytes (78 words) - 14:54, 14 November 2019
- ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''1 KB (191 words) - 12:25, 20 December 2018
- 20 bytes (1 word) - 16:25, 27 March 2015
Page text matches
- #REDIRECT [[Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision]]123 bytes (19 words) - 12:57, 21 August 2014
- ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''1 KB (191 words) - 12:25, 20 December 2018
- ...[[broker]] uses to manage client order and trade flow between different [[execution venue]]s. *[[Execution management system]]250 bytes (35 words) - 14:50, 14 November 2019
- ...s present article is about the more [[tedious]] business of how they are [[execution|executed]], [[Give-up|given up]] and [[Clearing|cleared]]. ===Clearing and execution===1 KB (183 words) - 11:19, 8 December 2022
- ...ee not to have to make certain numpty [[disclosure]]s relating to contract execution381 bytes (53 words) - 10:00, 14 October 2019
- #REDIRECT [[best execution]]28 bytes (3 words) - 10:59, 26 November 2014
- ...lar payments by US clients for trade ideas, where not accompanied by trade execution, may amount to investment advice, for which the provider must be registered ...eference execution in some way (typically as [[commission]] on an equities execution, but not necessarily) are exempted from this rule.2 KB (323 words) - 10:25, 20 July 2016
- #redirect[[Best Execution - COBS Provision]]44 bytes (6 words) - 10:57, 13 January 2016
- #REDIRECT [[Best Execution - COBS Provision]]45 bytes (6 words) - 12:53, 28 November 2014
- #redirect[[Execution management system]]40 bytes (4 words) - 14:54, 14 November 2019
- #REDIRECT [[Application of Best Execution - COBS Provision]]60 bytes (8 words) - 12:21, 20 December 2018
- ''See also more generally [[best execution]] for an overview.''99 bytes (13 words) - 12:53, 28 November 2014
- #REDIRECT [[Consent to best execution policy generally - COBS Provision]]73 bytes (10 words) - 16:25, 27 March 2015
- *'''[[Shares]]''': The [[execution]] of transactions in [[listed]] [[share|shares]] happens on exchange; by wa ...tures]] and [[options]]. These are trades that have a tenor, and while the execution of a transaction flits ephemerally across the exchange, [[ETDs]] also need1 KB (176 words) - 17:29, 12 February 2020
- ...ents for {{tag|MiFID}} purposes, particularly in the context of {{tag|best execution}}.269 bytes (33 words) - 16:18, 13 May 2015
- ===Formal execution requirements=== *[[Electronic execution]]2 KB (288 words) - 21:08, 19 January 2021
- ...ading benchmark by investors who aim to be as passive as possible in their execution. Many [[pension funds]], and some [[mutual funds]], fall into this category ...and answer to the client the realized price. This is called a VWAP target execution; it incurs more dispersion in the answered price compared to the VWAP price2 KB (265 words) - 03:00, 4 August 2023
- ...sprov|1 Annex 1}} for disapplication of certain COBS rules, including best execution, to {{cobsprov|ECP}}s216 bytes (26 words) - 12:41, 13 January 2016
- Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th ...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its6 KB (975 words) - 08:42, 12 January 2022
- ...s, customs and usages of any applicable self regulatory organization, Swap Execution Facility, or Clearing Organization, [[as amended from time to time]].362 bytes (47 words) - 13:59, 22 September 2016
- ...sitions held by the customer at the FCM; (d) impair a customer’s access to execution of a trade on terms that have a reasonable relationship to the best terms a ...day after execution of the swap, or the agreement to clear, if later than execution.4 KB (646 words) - 08:56, 25 September 2012
- ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>5 KB (755 words) - 10:15, 20 March 2020
- {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da539 bytes (78 words) - 14:54, 14 November 2019
- ...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro ...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia3 KB (554 words) - 12:46, 9 September 2020
- {{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled ...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:3 KB (518 words) - 08:18, 19 August 2021
- A [[swap execution facility]] is a platform for financial {{tag|swap}} trading that provides p756 bytes (100 words) - 16:17, 11 September 2017
- :(b) [[order execution]] for cients;781 bytes (108 words) - 11:38, 2 March 2020
- ...prov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the {{tag|FCA}} does ''not'' re1 KB (138 words) - 10:29, 10 October 2017
- *[[Electronic execution]]797 bytes (128 words) - 20:28, 23 March 2020
- ...t]]” which derives from the effort you have taken to compile a database of execution prices. But you couldn’t stop another party compiling an identical databa3 KB (499 words) - 15:53, 29 November 2020
- ...d copy, bodily, to the other parties to it. Delivery is part of the formal execution process, without which the [[deed]] is not yet a “thing”. Hence, in the1 KB (161 words) - 14:21, 15 December 2020
- *between [[Eligible Contract Participant]]s (judged at the time of execution)1 KB (186 words) - 10:00, 20 July 2012
- ...d under it and all other powers shall be deemed to arise immediately after execution.'' ...[[Prime brokerage]] relationship liabilities become due immediately after execution of the agreement, so there is no need for due and unpaid money to acquire t4 KB (602 words) - 19:18, 23 February 2020
- ...ade and transaction reporting — for one thing, the exact time and price of execution of a [[stock loan]] is less critical data point, seeing as either side can **The [[reference asset]] is struck at a negotiated price – therefore [[best execution]] is important;6 KB (869 words) - 12:24, 13 July 2020
- {{L1}}'''Effective execution''': When you give us an order to enter into, modify or terminate a Transact1 KB (197 words) - 18:26, 19 March 2024
- ...ority]] to ''perform'' a contract are one thing, but a [[covenant]] to ''[[execution|execute]]'' the confounded thing is a whole new level of ninja circularity.2 KB (307 words) - 19:09, 19 December 2020
- Valuation signals for [[equity derivatives]] — traded prices on [[Venue|execution venues]] — are generally [[liquid]], independent, and observable. [[Equit ...e it could get. It is obliged by regulation to get the best price — [[best execution]], right? — and by the [[commercial imperative]]. ''Why on earth would a4 KB (736 words) - 09:16, 12 January 2022
- ...g/ew/cases/EWHC/Admin/2008/2721.html</ref> is a leading case on [[contract execution formalities]]. Hey, wait! Where are you going? This is worth reading! 1. At the time of [[execution and delivery]] the agreement must be complete. You can’t just staple an o12 KB (1,889 words) - 11:11, 27 February 2024
- ..., the statements following the <code>then</code> are executed. If not, the execution continues in the following branch – either in the <code>else</code> block2 KB (293 words) - 14:01, 27 October 2016
- ...e original order. The clients are each given a single blended price of the execution of those orders on the exchange.2 KB (281 words) - 14:31, 5 February 2015
- *'''Best Execution''': The [[best execution]] obligations set out in Article {{mifid2prov|27}}.4 KB (586 words) - 11:15, 3 May 2024
- *[[of]] — indicates a [[nominalisation]] (a compound verb - "effect the execution of" rather than "execute".)2 KB (277 words) - 10:43, 25 March 2020
- ...nd we should upgrade our practices to take account of it: e.g. Electronic execution, *collects audited information about the time and date of execution4 KB (644 words) - 14:41, 28 February 2018
- ...trade at all, but rather instructs its [[prime broker]] to do so, against execution of a distinct [[equity swap]] between [[prime broker]] and client. This one2 KB (284 words) - 18:19, 21 October 2016
- Message Subject: Contract execution<br>2 KB (298 words) - 22:09, 4 October 2021
- ...includes names and quantities of instruments traded, the time and date of execution, price and the investment firm concerned. <br>2 KB (316 words) - 14:41, 11 November 2019
- ...lectronic-execution-of-documents Law commission consultation on electronic execution] has a good overview of the existing law relating to deeds. ...ed, Delivered]] - Stevie Wonder’s paean to legal formalities of [[deed]] [[execution]]4 KB (600 words) - 14:00, 15 June 2022
- Where contracts are subject to formal execution requirements , chances for confusion multiply. Was out sealed? Was it deliv2 KB (351 words) - 23:06, 3 November 2020
- ...nisian]] netherworld in which, in our imperfect times, almost all document execution lies, and that is a scanned ''image'' of a wet signature. Supposedly, this2 KB (342 words) - 06:10, 5 April 2024
- ...executives “setting the course”, deciding the issues and then handing off execution to a [[steering committee]], which appoints a programme management team who *'''By syndication''': that syndicates responsibility for programme execution and risk management across the firm, thereby diffusing responsibility for t6 KB (847 words) - 15:49, 23 December 2021
- ...xecute a clearing agreement such as the FIA-[[ISDA]] [[Cleared Derivatives Execution Agreement]]. This can be an annex to their {{isdama}} or the the [[FIA]] te ...om execution to settlement. (There are a number of different ways in which execution and clearing can be effected.) The {{ccp|end user}} (acting as a trader on12 KB (1,855 words) - 09:53, 9 January 2020
- *{{tag|Best execution}}3 KB (512 words) - 13:20, 23 January 2018
- Management forms a plan, and by way of execution, selects a focus group of [[Subject matter expert|subject matter experts]]3 KB (463 words) - 13:55, 21 March 2024
- ...are commercial and creative, and they ''do'' contribute to the successful execution of banking deal flow,” the [[General counsel|GC]] will think to herself.4 KB (588 words) - 11:07, 9 November 2022
- ...all organisations, where the distinctions between ownership, executive and execution is almost nil, and very large ones where it is stark.3 KB (458 words) - 11:58, 12 June 2023
- ...the ability to respond instantly, from wherever, promised to put the deal execution into hyperdrive.4 KB (549 words) - 18:07, 8 December 2022
- |(2) Execution of orders on behalf of clients;4 KB (519 words) - 15:40, 2 March 2020
- ...of Crédit Lyonnais.</ref> met its Waterloo in the ''UK Overseas Companies (Execution of Documents and Registration of Charges) (Amendment) Regulations 2011'' an3 KB (523 words) - 11:00, 26 February 2024
- :*'''Execution portal''': Free, non-commercial, electronic execution portal8 KB (1,124 words) - 07:39, 19 April 2023
- (2) Execution of orders on behalf of clients;4 KB (572 words) - 09:03, 16 June 2022
- ...change or update the terms of an original [[contract]] sometime after its execution. amongst [[ISDA ninja]]s, for example, there is a curious reluctance to “4 KB (681 words) - 12:16, 17 September 2021
- ...es are issued and outstanding, when }}The Trustee{{strikethru| shall, upon execution of the relevant Issue Deed,}} hold{{insert|s}}{{strikethru| the benefit of}5 KB (819 words) - 21:28, 31 October 2022
- ...y your counterparty in the first place but, say, arose as a result of your execution activities while handling that client’s order. This is a right [[broker|b5 KB (782 words) - 12:59, 20 September 2021
- ...clerk, re-dating a stack of trust deeds at 3 in the morning after a bished execution<ref>You may think this has the searing scar of verisimilitude about it. You4 KB (624 words) - 08:20, 6 June 2023
- ...ent automation]], [[contract review]], [[contract approval]] and [[digital execution]] — you would expect this, as they are contiguous steps on the same comme | rowspan="2" "3" style="vertical-align: middle;"|'''[[Execution|<small>Execution</small>]]'''23 KB (3,525 words) - 10:30, 22 December 2021
- {{quote|a [[derivative contract]] the execution of which does not take place on a [[regulated market]] as within the meanin *[[Best execution]]9 KB (1,356 words) - 08:46, 4 July 2023
- ...hat they aggregate client orders and route to different venues to get best execution, and because it’s easiest. No question of [[custody]] arises. The broker6 KB (917 words) - 11:36, 18 January 2020
- ...dering in around the organisation trying to find someone to ''[[Electronic execution|sign]]'' that piece of paper — you know, with a ''[[Wet signature|biro]]'5 KB (816 words) - 16:52, 18 December 2020
- ::(b) if, in England and Wales, execution or other process issued on a judgment, decree or order of any court in favo5 KB (845 words) - 19:27, 4 February 2024
- ...he world as it found it, as it was in the days and weeks leading up to its execution. It is a snapshot. It cannot help you with what the law might be tomorrow.5 KB (796 words) - 12:42, 11 January 2024
- ...gotiation, that is the client agreement for the time between inception and execution. The longer that average period the larger the inventory. You can’t make7 KB (1,067 words) - 11:20, 11 November 2022
- This stands in complete contrast to code. [[Code]] allows for the unequivocal execution of instructions and complete synchrony between transmitter and receiver. Th ...ss instruction followers, don’t forget — favours reliable, flawless, rapid execution over poetic indolence: that is why we are even having this debate. When it14 KB (2,232 words) - 15:50, 30 October 2022
- ...mforting is much of the [[verbiage]] that accompanies the construction and execution of modern financial instruments.7 KB (1,193 words) - 11:22, 21 April 2023
- ...ou want me to do? What can I do?” i’m an agent. A facilitator. Punters get execution. ''How'' they execute is not my look out. claims he can’t control it. “5 KB (931 words) - 08:41, 8 March 2023
- ...capital rules, clearing obligations, prop-trading restrictions, and [[best execution]] obligations. Dealers play much more of an [[agency]] role now. They act l7 KB (1,051 words) - 20:06, 16 January 2024
- ...o which it is a party and has taken all necessary action to authorise such execution, delivery and performance;<br> :{{isda87prov|3(a)(iii)}} '''{{isda87prov|No Violation or Conflict}}'''. Such execution, delivery and performance do not violate or conflict with any {{isda87prov|71 KB (11,806 words) - 15:44, 30 January 2024
- ...]] on an [[Electronic Trading Facility]] (an electronic trade matching and execution platform for OTC derivative transactions) in order to ensure the transactio10 KB (1,535 words) - 10:52, 22 September 2016
- ...ect bearing on the enforceability of the {{t|contract}}. For example, that execution of the contract has been properly authorised by any internal procedures —10 KB (1,635 words) - 18:17, 4 December 2020
- ...e for which there is limited supply. Again, regulatory rules here — [[best execution]] — are about the price at which you do trade, if you trade, and not whet10 KB (1,743 words) - 10:48, 14 September 2020
- ...immortality requires a ninety minute shift and consistent but unglamorous execution and no-one is likely to remember you, either. Unless you fuck up. And then12 KB (2,027 words) - 14:04, 17 April 2023
- ...kinds of multi-use systems, such as — for rather good example — a digital execution hub. There are a number of things you should not do when designing a networ15 KB (2,447 words) - 19:41, 21 June 2022
- ...service creation and maintenance; negotiation, dialogue, drafting, accord, execution, data capture and document storage and of course the secondary range of bur13 KB (2,070 words) - 10:16, 16 June 2022
- ...enough: two repo [[Negotiator|negotiators]] lumbering awkwardly around an execution memo. Youngsters; must have broken a fence somehow and got out. No real thr34 KB (5,541 words) - 18:08, 10 January 2023