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- {{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled ...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:3 KB (518 words) - 08:18, 19 August 2021
- Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th ...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its6 KB (975 words) - 08:42, 12 January 2022
- #REDIRECT [[best execution]]28 bytes (3 words) - 10:59, 26 November 2014
- ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>5 KB (755 words) - 10:15, 20 March 2020
- ...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro ...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia3 KB (554 words) - 12:46, 9 September 2020
- ''See also more generally [[best execution]] for an overview.''99 bytes (13 words) - 12:53, 28 November 2014
- #redirect[[Best Execution - COBS Provision]]44 bytes (6 words) - 10:57, 13 January 2016
- 16 bytes (2 words) - 14:42, 11 September 2017
- {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da539 bytes (78 words) - 14:54, 14 November 2019
- ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''1 KB (191 words) - 12:25, 20 December 2018
- 20 bytes (1 word) - 16:25, 27 March 2015
Page text matches
- #REDIRECT [[Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision]]123 bytes (19 words) - 12:57, 21 August 2014
- ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''1 KB (191 words) - 12:25, 20 December 2018
- ...[[broker]] uses to manage client order and trade flow between different [[execution venue]]s. *[[Execution management system]]250 bytes (35 words) - 14:50, 14 November 2019
- ...s present article is about the more [[tedious]] business of how they are [[execution|executed]], [[Give-up|given up]] and [[Clearing|cleared]]. ===Clearing and execution===1 KB (183 words) - 11:19, 8 December 2022
- ...ee not to have to make certain numpty [[disclosure]]s relating to contract execution381 bytes (53 words) - 10:00, 14 October 2019
- #REDIRECT [[best execution]]28 bytes (3 words) - 10:59, 26 November 2014
- ...lar payments by US clients for trade ideas, where not accompanied by trade execution, may amount to investment advice, for which the provider must be registered ...eference execution in some way (typically as [[commission]] on an equities execution, but not necessarily) are exempted from this rule.2 KB (323 words) - 10:25, 20 July 2016
- #redirect[[Best Execution - COBS Provision]]44 bytes (6 words) - 10:57, 13 January 2016
- #REDIRECT [[Best Execution - COBS Provision]]45 bytes (6 words) - 12:53, 28 November 2014
- #redirect[[Execution management system]]40 bytes (4 words) - 14:54, 14 November 2019
- #REDIRECT [[Application of Best Execution - COBS Provision]]60 bytes (8 words) - 12:21, 20 December 2018
- ''See also more generally [[best execution]] for an overview.''99 bytes (13 words) - 12:53, 28 November 2014
- #REDIRECT [[Consent to best execution policy generally - COBS Provision]]73 bytes (10 words) - 16:25, 27 March 2015
- *'''[[Shares]]''': The [[execution]] of transactions in [[listed]] [[share|shares]] happens on exchange; by wa ...tures]] and [[options]]. These are trades that have a tenor, and while the execution of a transaction flits ephemerally across the exchange, [[ETDs]] also need1 KB (176 words) - 17:29, 12 February 2020
- ...ents for {{tag|MiFID}} purposes, particularly in the context of {{tag|best execution}}.269 bytes (33 words) - 16:18, 13 May 2015
- ===Formal execution requirements=== *[[Electronic execution]]2 KB (288 words) - 21:08, 19 January 2021
- ...ading benchmark by investors who aim to be as passive as possible in their execution. Many [[pension funds]], and some [[mutual funds]], fall into this category ...and answer to the client the realized price. This is called a VWAP target execution; it incurs more dispersion in the answered price compared to the VWAP price2 KB (265 words) - 03:00, 4 August 2023
- ...sprov|1 Annex 1}} for disapplication of certain COBS rules, including best execution, to {{cobsprov|ECP}}s216 bytes (26 words) - 12:41, 13 January 2016
- Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th ...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its6 KB (975 words) - 08:42, 12 January 2022
- ...s, customs and usages of any applicable self regulatory organization, Swap Execution Facility, or Clearing Organization, [[as amended from time to time]].362 bytes (47 words) - 13:59, 22 September 2016
- ...sitions held by the customer at the FCM; (d) impair a customer’s access to execution of a trade on terms that have a reasonable relationship to the best terms a ...day after execution of the swap, or the agreement to clear, if later than execution.4 KB (646 words) - 08:56, 25 September 2012
- ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>5 KB (755 words) - 10:15, 20 March 2020
- {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da539 bytes (78 words) - 14:54, 14 November 2019
- ...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro ...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia3 KB (554 words) - 12:46, 9 September 2020
- {{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled ...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:3 KB (518 words) - 08:18, 19 August 2021
- A [[swap execution facility]] is a platform for financial {{tag|swap}} trading that provides p756 bytes (100 words) - 16:17, 11 September 2017
- :(b) [[order execution]] for cients;781 bytes (108 words) - 11:38, 2 March 2020
- ...prov|11.6.8}} which gives examples of goods or services that relate to the execution of trades or the provision of research that the {{tag|FCA}} does ''not'' re1 KB (138 words) - 10:29, 10 October 2017
- *[[Electronic execution]]797 bytes (128 words) - 20:28, 23 March 2020
- ...t]]” which derives from the effort you have taken to compile a database of execution prices. But you couldn’t stop another party compiling an identical databa3 KB (499 words) - 15:53, 29 November 2020
- ...d copy, bodily, to the other parties to it. Delivery is part of the formal execution process, without which the [[deed]] is not yet a “thing”. Hence, in the1 KB (161 words) - 14:21, 15 December 2020
- *between [[Eligible Contract Participant]]s (judged at the time of execution)1 KB (186 words) - 10:00, 20 July 2012
- ...d under it and all other powers shall be deemed to arise immediately after execution.'' ...[[Prime brokerage]] relationship liabilities become due immediately after execution of the agreement, so there is no need for due and unpaid money to acquire t4 KB (602 words) - 19:18, 23 February 2020
- ...ade and transaction reporting — for one thing, the exact time and price of execution of a [[stock loan]] is less critical data point, seeing as either side can **The [[reference asset]] is struck at a negotiated price – therefore [[best execution]] is important;6 KB (869 words) - 12:24, 13 July 2020
- {{L1}}'''Effective execution''': When you give us an order to enter into, modify or terminate a Transact1 KB (197 words) - 18:26, 19 March 2024
- ...ority]] to ''perform'' a contract are one thing, but a [[covenant]] to ''[[execution|execute]]'' the confounded thing is a whole new level of ninja circularity.2 KB (307 words) - 19:09, 19 December 2020
- Valuation signals for [[equity derivatives]] — traded prices on [[Venue|execution venues]] — are generally [[liquid]], independent, and observable. [[Equit ...e it could get. It is obliged by regulation to get the best price — [[best execution]], right? — and by the [[commercial imperative]]. ''Why on earth would a4 KB (736 words) - 09:16, 12 January 2022
- ...g/ew/cases/EWHC/Admin/2008/2721.html</ref> is a leading case on [[contract execution formalities]]. Hey, wait! Where are you going? This is worth reading! 1. At the time of [[execution and delivery]] the agreement must be complete. You can’t just staple an o12 KB (1,889 words) - 11:11, 27 February 2024
- ..., the statements following the <code>then</code> are executed. If not, the execution continues in the following branch – either in the <code>else</code> block2 KB (293 words) - 14:01, 27 October 2016
- ...e original order. The clients are each given a single blended price of the execution of those orders on the exchange.2 KB (281 words) - 14:31, 5 February 2015
- *'''Best Execution''': The [[best execution]] obligations set out in Article {{mifid2prov|27}}.4 KB (586 words) - 11:15, 3 May 2024
- *[[of]] — indicates a [[nominalisation]] (a compound verb - "effect the execution of" rather than "execute".)2 KB (277 words) - 10:43, 25 March 2020
- ...nd we should upgrade our practices to take account of it: e.g. Electronic execution, *collects audited information about the time and date of execution4 KB (644 words) - 14:41, 28 February 2018
- ...trade at all, but rather instructs its [[prime broker]] to do so, against execution of a distinct [[equity swap]] between [[prime broker]] and client. This one2 KB (284 words) - 18:19, 21 October 2016
- Message Subject: Contract execution<br>2 KB (298 words) - 22:09, 4 October 2021
- ...includes names and quantities of instruments traded, the time and date of execution, price and the investment firm concerned. <br>2 KB (316 words) - 14:41, 11 November 2019
- ...lectronic-execution-of-documents Law commission consultation on electronic execution] has a good overview of the existing law relating to deeds. ...ed, Delivered]] - Stevie Wonder’s paean to legal formalities of [[deed]] [[execution]]4 KB (600 words) - 14:00, 15 June 2022
- Where contracts are subject to formal execution requirements , chances for confusion multiply. Was out sealed? Was it deliv2 KB (351 words) - 23:06, 3 November 2020
- ...nisian]] netherworld in which, in our imperfect times, almost all document execution lies, and that is a scanned ''image'' of a wet signature. Supposedly, this2 KB (342 words) - 06:10, 5 April 2024
- ...executives “setting the course”, deciding the issues and then handing off execution to a [[steering committee]], which appoints a programme management team who *'''By syndication''': that syndicates responsibility for programme execution and risk management across the firm, thereby diffusing responsibility for t6 KB (847 words) - 15:49, 23 December 2021