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• Banking exemption - CASS Provision
  #redirect[[The banking exemption - CASS Provision]]
  51 bytes (7 words) - 13:29, 22 April 2016
• The banking exemption - CASS Provision
  If you intend to use the [[banking exemption]], you must first tell your client that
  2 KB (351 words) - 10:43, 27 November 2019
• Disclosure required where held under banking exemption - CASS Provision
  1 KB (202 words) - 11:37, 20 March 2020

Page text matches

• Template:CASS Section 7.10
  :{{cassprov|7.10.16}} R {{cassprov|The banking exemption}} <br> ...ssprov|7.10.19}} R {{cassprov|Disclosure required where held under banking exemption}} <br>
  852 bytes (97 words) - 10:27, 1 May 2015
• 7.10 - CASS Provision
  #redirect[[The banking exemption - CASS Provision]]
  51 bytes (7 words) - 17:48, 8 May 2019
• 7.10.16 - CASS Provision
  #REDIRECT [[the banking exemption - CASS Provision]]
  52 bytes (7 words) - 10:31, 1 May 2015
• Bank - COBS Provision
  #redirect[[The banking exemption - CASS Provision]]
  51 bytes (7 words) - 18:06, 8 May 2019
• Banking exemption - CASS Provision
  #redirect[[The banking exemption - CASS Provision]]
  51 bytes (7 words) - 13:29, 22 April 2016
• 7.1.8A - CASS Provision
  #REDIRECT [[Banking exemption - CASS Provision]]
  48 bytes (6 words) - 11:28, 29 April 2015
• 7.10.19 - CASS Provision
  #REDIRECT [[Disclosure required where held under banking exemption - CASS Provision]]
  85 bytes (11 words) - 10:32, 1 May 2015
• Template:CASS Section 7.1
  :<small>'''{{cassprov|Banking exemption}}''': {{Cassprov|7.1.8A}} | {{Cassprov|7.1.8B}}</small> <br>
  163 bytes (19 words) - 15:23, 29 December 2014
• DVP exemption - CASS Provision
  {{anat|cass|}}The [[DVP exemption]] allows a firm a waiver from the full rigours of the CASS [[safe custody]] ...rely do (3). Here the custody rules generally would apply, but the [[DvP]] exemption in CASS {{cassprov|6.1.12}} and {{cassprov|7.11.14}} would exclude the nee
  6 KB (917 words) - 11:36, 18 January 2020
• Template:Client money and banks
  ...and “approved [[Bank|banks]]” benefit from the general “{{cassprov|banking exemption}}” and do not have to offer [[client money]] protection – see CASS {{c
  921 bytes (144 words) - 17:20, 26 November 2019
• The banking exemption - CASS Provision
  If you intend to use the [[banking exemption]], you must first tell your client that
  2 KB (351 words) - 10:43, 27 November 2019
• 7.13.39 - CASS Provision
  ...estment business, these would be “deposits” requiring deposit-taking (i.e. banking) permission under the RAO. ...to. By doing so it has contracted out of its right to rely on the banker’s exemption. It therefore must, for these specific designated investments, pay connecte
  5 KB (799 words) - 18:05, 24 September 2020
• US private placement
  The Volcker rule generally prohibits banking entities from engaging in proprietary trading or having certain relationshi It applies to any entity, or any affiliate or subsidiary of a banking entity that is, or is controlled by one that is, insured by the Federal Dep
  6 KB (922 words) - 01:11, 5 August 2023
• Client money
  You can’t encumber [[cash]], as a matter of basic banking [[ontology]]. [[Cash]] is special. It is unlike any other [[financial instr ...ient”, which implies an outright contractual obligation. Agency, trust and banking doesn’t happen all that often in connection with designated investment bu
  7 KB (1,109 words) - 16:51, 12 September 2022
• Template:External event beyond its reasonable control
  ...control, right? This was certainly the hopeful expectation of the European Banking Federation in its submissions to that effect of September 2011<ref>See [htt ...nal event beyond the reasonable control” of the [[depositary]]. Treat this exemption as being limited to genuine [[force majeure]] events — [[acts of God]], w
  4 KB (587 words) - 14:47, 15 October 2019
• Talk:Dealing on own account
  *that main business is not providing banking or [[investment services]], or acting as a [[market-maker]] in [[commodity ...ty must be accessing the venue directly itself, so is out of scope for the exemption anyway) so these naturally should not count towards your limit — though q
  5 KB (858 words) - 07:21, 15 June 2022
• 1987 ISDA wikitext
  ...usiness on a Local Banking Day, on the first following day that is a Local Banking Day);<br> ...usiness on a Local Banking Day, on the first following day that is a Local Banking Day); or<br>
  71 KB (11,806 words) - 15:44, 30 January 2024