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- {{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled ...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:3 KB (518 words) - 08:18, 19 August 2021
- #REDIRECT [[best execution]]28 bytes (3 words) - 10:59, 26 November 2014
- Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th ...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its6 KB (975 words) - 08:42, 12 January 2022
- ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>5 KB (755 words) - 10:15, 20 March 2020
- ...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro ...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia3 KB (554 words) - 12:46, 9 September 2020
- #redirect[[Best Execution - COBS Provision]]44 bytes (6 words) - 10:57, 13 January 2016
- 16 bytes (2 words) - 14:42, 11 September 2017
- {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da539 bytes (78 words) - 14:54, 14 November 2019
- ''See also more generally [[best execution]] for an overview.''99 bytes (13 words) - 12:53, 28 November 2014
File:Letter-cesr-best-execution en.pdf (0 × 0 (309 KB)) - 10:01, 29 September 2014- ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''1 KB (191 words) - 12:25, 20 December 2018
File:CESR Best Execution QA 07 320.pdf (0 × 0 (575 KB)) - 10:55, 26 November 2014File:Guidance on the Execution of Documents.pdf (0 × 0 (59 KB)) - 11:20, 27 February 2024- 20 bytes (1 word) - 16:25, 27 March 2015
Page text matches
- #REDIRECT [[Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision]]123 bytes (19 words) - 12:57, 21 August 2014
- ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''1 KB (191 words) - 12:25, 20 December 2018
- :{{tag|COBS}} {{cobsprov|11.2}} {{cobsprov|Best Execution}} :''Note that, courtesy of {{cobsprov|1 Annex 1}} [[best execution]] obligations are not owed to an {{fcaprov|eligible counterparty}}, but onl2 KB (251 words) - 10:31, 11 May 2016
- ...[[broker]] uses to manage client order and trade flow between different [[execution venue]]s. *[[Execution management system]]250 bytes (35 words) - 14:50, 14 November 2019
- ...s present article is about the more [[tedious]] business of how they are [[execution|executed]], [[Give-up|given up]] and [[Clearing|cleared]]. ===Clearing and execution===1 KB (183 words) - 11:19, 8 December 2022
- ...ee not to have to make certain numpty [[disclosure]]s relating to contract execution381 bytes (53 words) - 10:00, 14 October 2019
- #REDIRECT [[best execution]]28 bytes (3 words) - 10:59, 26 November 2014
- ...lar payments by US clients for trade ideas, where not accompanied by trade execution, may amount to investment advice, for which the provider must be registered ...eference execution in some way (typically as [[commission]] on an equities execution, but not necessarily) are exempted from this rule.2 KB (323 words) - 10:25, 20 July 2016
- #redirect[[Execution management system]]40 bytes (4 words) - 14:54, 14 November 2019
- #REDIRECT [[Best Execution - COBS Provision]]45 bytes (6 words) - 12:53, 28 November 2014
- #redirect[[Best Execution - COBS Provision]]44 bytes (6 words) - 10:57, 13 January 2016
- #REDIRECT [[Application of Best Execution - COBS Provision]]60 bytes (8 words) - 12:21, 20 December 2018
- ''See also more generally [[best execution]] for an overview.''99 bytes (13 words) - 12:53, 28 November 2014
- #REDIRECT [[Consent to best execution policy generally - COBS Provision]]73 bytes (10 words) - 16:25, 27 March 2015
- ...evant Party}} to the other {{gmslaprov|Party}} in writing [[prior to]] the execution of this {{gmslaprov|Agreement}}. <br>644 bytes (89 words) - 16:27, 9 October 2017
- *'''[[Shares]]''': The [[execution]] of transactions in [[listed]] [[share|shares]] happens on exchange; by wa ...tures]] and [[options]]. These are trades that have a tenor, and while the execution of a transaction flits ephemerally across the exchange, [[ETDs]] also need1 KB (176 words) - 17:29, 12 February 2020
- *The [[dealer]] owes [[best execution]]. That means, (subject to contrary instructions) it has to interrogate all *Under [[best execution]] rules the client may instruct the [[dealer]] to exclude certain [[venue]]2 KB (317 words) - 09:29, 15 March 2019
- ...]” also a [[MiFID II]] expression featuring a lot in the context of [[best execution]]? ...n:<ref>See: {{tag|CESR}}’s "[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]" Questions and Answers document of May 2007 (CESR/07-320)</re1 KB (196 words) - 09:55, 17 January 2023
- ...e {{pgmslaprov|Relevant Party}} to the other Party in writing prior to the execution of this Agreement. <br>713 bytes (100 words) - 09:06, 16 September 2021
- ...levied or imposed upon the other party or in respect of the other party’s execution or performance of this Agreement by any such Stamp Tax Jurisdiction which i694 bytes (119 words) - 22:22, 23 February 2020