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- (1) If a firm makes a personal recommendation or manages investments for a professional client in the course of MiFID or (2) If the service consists of making a personal recommendation to a per se professional client, the firm is entitled to assume that the cl711 bytes (111 words) - 16:59, 3 February 2016
- ...isdaprov|Transaction}} will not be considered [[investment advice]] or a [[recommendation]] to enter into that {{isdaprov|Transaction}}. No communication ([[written933 bytes (142 words) - 09:36, 9 February 2023
- :''We shall not provide you with investment advice, recommendation or suggestion of [[any type, kind or nature]] [[whatsoever]] or [[howsoever321 bytes (50 words) - 17:07, 17 November 2017
- Wrote ''[[Rebel Yell]]'' — in itself an unimpeachable recommendation, not least for its correct, albeit {{t|metaphor}}ical, use of the legal con643 bytes (103 words) - 15:05, 24 October 2019
- ::(b) It is not relying on the other party for any investment advice or recommendation to enter into the {{isdaprov|Transaction}}, and it acknowledges that inform688 bytes (104 words) - 09:31, 9 February 2023
- ...elying on any communication from the other party as professional advice, a recommendation or any kind of assurance about performance;917 bytes (122 words) - 12:23, 13 May 2022
- :(e) the making of a personal recommendation; <br>704 bytes (108 words) - 15:34, 23 March 2015
- ::(ii) a recommendation to enter into such {{eqderivprov|Transaction}} or ::(B) a recommendation to enter into such {{eqderivprov|Transaction}} or3 KB (474 words) - 14:24, 5 September 2018
- ...of a {{{{{1}}}|Transaction}} will not be considered investment advice or a recommendation to enter into that {{{{{1}}}|Transaction}}. No communication (written or or2 KB (337 words) - 17:17, 16 February 2024
- ...h''': investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments;1 KB (172 words) - 11:32, 2 March 2020
- ...''not'' to do anything”.) And what kind of person acts instinctively on a recommendation from an email anyway? (Don’t answer that: it is most of you.)3 KB (497 words) - 16:03, 8 December 2023
- ...t be just the thing to cause a suspension or delisting. But even this is a recommendation to plump for [[Calculation Agent Adjustment (Share Transactions) - Equity D2 KB (336 words) - 13:50, 24 January 2020
- ...VESTMENT BANK this may include information which constitutes an Investment Recommendation as defined by the European Market Abuse Regulation (MAR), Investment Resear ...vestment Bank this may include information which constitutes an investment recommendation as defined by the European Market Abuse Regulation of 16 April 2014 (MAR),5 KB (742 words) - 16:03, 8 December 2023
- ...Bank Special Administration Regulations 2011]'' in January 2014, the third recommendation of which was:2 KB (383 words) - 08:45, 28 June 2021
- This becomes a credit call but a practical recommendation would be:3 KB (532 words) - 16:09, 13 April 2020
- (5) Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments;4 KB (572 words) - 09:03, 16 June 2022
- ..., {{br|The Structure of Scientific Revolutions}}. If you take ''one'' book recommendation from the {{tag|JC}}, make it this one. Or {{br|The Origins of Consciousness6 KB (1,026 words) - 08:55, 25 June 2021
- ...m at ISDA’s headquarters, you can damn the torpedoes and take the [[JC]]’s recommendation, as discussed below.8 KB (1,275 words) - 15:42, 18 March 2022
- 6 KB (960 words) - 09:01, 19 October 2023
- ...vprov|Novation Transaction}} will not be considered investment advice or a recommendation to enter into that {{novprov|Novation Transaction}}. No communication (writ39 KB (5,612 words) - 18:47, 15 January 2020