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*Are bearer securities promissory notes under the Bills of Exchange Act? A curious Canadian view from the 1950s, and our own one, which is that the *How, when negotiated, a promissory note looks a lot like a bill of exchange

:(iv) a collateralized debt obligation of asset-backed securities; ...rent company or a company controlled by the parent company, if none of the securities issued by the finance subsidiary are held by an entity that is not controll

...rney]]. Even the ''same'' [[U.S. Attorney]], when holding different {{t|US Securities Regulation}}s in contemplation, or otherwise meditating on the golden mean. ==Regulation S of the Securities Act of 1933==

Questions you might want to ask yourself before blithely placing repackaged securities into the US market. ...estment company”, required to be registered under the [[Investment Company Act of 1940]]? Are exemptions availab le under Rule 3a-7 or Rule 3c-7?

...suant to the Securities Exchange Act (“SEA”), as amended by the Dodd-Frank Act. This could prevent Crédit Agricole CIB from transacting in certain produc

A [[Securities|security]] in “[[Registered security|registered]]” form, is one whose o ...between a bearer and a registered instrument. But it is what it is: All US Securities are in registered form.

===Bills of exchange and cheques=== A [[bill of exchange]] is a primordial means of extending [[credit]], whose antecedents one woul

...systems, instructions matched, hedges struck, collateral acquired, global securities authenticated, and many, many documents need to be approved and then signed ...as if there is some [[deep magic]] in play here — the [[Bills of Exchange Act 1882]], which is still on the books, has something to say — but it has b

Under the Commodity Exchange Act of 1936, defined, amusingly, as follows: ...ded commodities” include financial instruments, such as rates, currencies, securities and indices.

...aper indicating your preparedness to pay a sum to whoever presented it, in exchange for its surrender. === Industrialisation of debt securities ===

“If there is a rifle hanging on the wall in the first act, it must go off in the third.”}} ...he proverbial rifle hanging above the fireplace that goes off in the third act. That is where the similarities with Chekhov end, though: before long, it

...ity agreement]]s that violated Rule 21F-17(a) of the [[Securities Exchange Act of 1934]]. ...the [[Securities and Exchange Commission|SEC]] information about possible securities law violations. Where this leads to conviction, whistle-blowers stand to be

...o exchange ''large'' — like, ''really'' large — amounts of [[money]], or [[Securities|money-like things]], having readily realisable value, and the performance o '''Debt securities''': These are loans in the form of tradable securities: [[Debt security|Bond]]s, notes, or [[Certificate of deposit|certificates o