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  • {{a|cobs|}}The vexed question of how clients consent to a {{tag|best execution}} policy in general, and provide permission for their orders to be handled ...as confirmed in [[CESR]]’s “[[Media:CESR Best Execution QA 07_320.pdf|Best Execution under MiFID]]” document:
    3 KB (518 words) - 08:18, 19 August 2021
  • Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th ...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its
    6 KB (975 words) - 08:42, 12 January 2022
  • #REDIRECT [[best execution]]
    28 bytes (3 words) - 10:59, 26 November 2014
  • ...Fountain pen writing (literacy).jpg|450px|frameless|center]]}}[[Electronic execution]] is the process of gathering evidence of [[offer]] and [[acceptance]] of a ...other means of executing completed legal contracts.<ref>Without electronic execution, the completion-rate [[MIS]] is going to go to ''hell'', man.</ref>
    5 KB (755 words) - 10:15, 20 March 2020
  • ...m]], few subjects are less apt to exite the animal juices than that of the execution date of an agreement. But this will not stop diligent [[legal beagle]]s fro ...one of those irritating chicken-and-egg factual problems that attends the execution, across different locations and in different time zones, of modern financia
    3 KB (554 words) - 12:46, 9 September 2020
  • ''See also more generally [[best execution]] for an overview.''
    99 bytes (13 words) - 12:53, 28 November 2014
  • #redirect[[Best Execution - COBS Provision]]
    44 bytes (6 words) - 10:57, 13 January 2016
  • 16 bytes (2 words) - 14:42, 11 September 2017
  • {{a|brokerage|}}{{g}}[[Cash equity|Cash equities]] chat. An [[execution management system]], or [[EMS]], is focused on real-time trading, market da
    539 bytes (78 words) - 14:54, 14 November 2019
  • ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''
    1 KB (191 words) - 12:25, 20 December 2018
  • 20 bytes (1 word) - 16:25, 27 March 2015

Page text matches

  • #REDIRECT [[Client consent to execution policy and execution of orders outside a regulated market or MTF - COBS Provision]]
    123 bytes (19 words) - 12:57, 21 August 2014
  • ...the [[OTC]] price offered for a client is fair and delivers on the [[best execution]] obligation.''
    1 KB (191 words) - 12:25, 20 December 2018
  • ...[[broker]] uses to manage client order and trade flow between different [[execution venue]]s. *[[Execution management system]]
    250 bytes (35 words) - 14:50, 14 November 2019
  • ...s present article is about the more [[tedious]] business of how they are [[execution|executed]], [[Give-up|given up]] and [[Clearing|cleared]]. ===Clearing and execution===
    1 KB (183 words) - 11:19, 8 December 2022
  • ...ee not to have to make certain numpty [[disclosure]]s relating to contract execution
    381 bytes (53 words) - 10:00, 14 October 2019
  • #REDIRECT [[best execution]]
    28 bytes (3 words) - 10:59, 26 November 2014
  • ...lar payments by US clients for trade ideas, where not accompanied by trade execution, may amount to investment advice, for which the provider must be registered ...eference execution in some way (typically as [[commission]] on an equities execution, but not necessarily) are exempted from this rule.
    2 KB (323 words) - 10:25, 20 July 2016
  • #redirect[[Best Execution - COBS Provision]]
    44 bytes (6 words) - 10:57, 13 January 2016
  • #REDIRECT [[Best Execution - COBS Provision]]
    45 bytes (6 words) - 12:53, 28 November 2014
  • #redirect[[Execution management system]]
    40 bytes (4 words) - 14:54, 14 November 2019
  • #REDIRECT [[Application of Best Execution - COBS Provision]]
    60 bytes (8 words) - 12:21, 20 December 2018
  • ''See also more generally [[best execution]] for an overview.''
    99 bytes (13 words) - 12:53, 28 November 2014
  • #REDIRECT [[Consent to best execution policy generally - COBS Provision]]
    73 bytes (10 words) - 16:25, 27 March 2015
  • *'''[[Shares]]''': The [[execution]] of transactions in [[listed]] [[share|shares]] happens on exchange; by wa ...tures]] and [[options]]. These are trades that have a tenor, and while the execution of a transaction flits ephemerally across the exchange, [[ETDs]] also need
    1 KB (176 words) - 17:29, 12 February 2020
  • ...ents for {{tag|MiFID}} purposes, particularly in the context of {{tag|best execution}}.
    269 bytes (33 words) - 16:18, 13 May 2015
  • ===Formal execution requirements=== *[[Electronic execution]]
    2 KB (288 words) - 21:08, 19 January 2021
  • ...ading benchmark by investors who aim to be as passive as possible in their execution. Many [[pension funds]], and some [[mutual funds]], fall into this category ...and answer to the client the realized price. This is called a VWAP target execution; it incurs more dispersion in the answered price compared to the VWAP price
    2 KB (265 words) - 03:00, 4 August 2023
  • ...sprov|1 Annex 1}} for disapplication of certain COBS rules, including best execution, to {{cobsprov|ECP}}s
    216 bytes (26 words) - 12:41, 13 January 2016
  • Best execution is a standard imposed by regulators on the execution of traded financial services products by [[broker-dealer]]s on behalf of th ...matic Review.pdf|Thematic Review of Best Execution]] of July 2014, "[[Best execution]] is a core component in the {{tag|regulation}} of financial services. Its
    6 KB (975 words) - 08:42, 12 January 2022
  • ...s, customs and usages of any applicable self regulatory organization, Swap Execution Facility, or Clearing Organization, [[as amended from time to time]].
    362 bytes (47 words) - 13:59, 22 September 2016
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