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• Alternative Investment Fund Management Directive
  19 bytes (2 words) - 09:09, 30 January 2015
• Alternative Investment Funds Management Directive
  19 bytes (2 words) - 12:07, 30 January 2015

Page text matches

• Unit trust
  ...fund has a specified [[investment objective]] and is controlled by a an [[investment manager]] *[[Open-ended investment company]]
  479 bytes (67 words) - 11:36, 18 January 2020
• Investment Company Act of 1940
  ...the {{tag|40 Act}} regulates the vehicles which can be used for investment management purposes. ...ch investment companies should be regulated. The act defined and regulated investment companies, including [[mutual funds]] (which were virtually undefined prior
  824 bytes (122 words) - 15:24, 13 September 2018
• Investment trust
  ...fferences between an [[investment trust]] and a [[unit trust]], is that an investment trust may borrow to invest, thereby creating [[leverage]]. This creates inc {{c|Investment management}}
  462 bytes (68 words) - 11:36, 18 January 2020
• Open-ended
  Of a [[collective investment scheme]], not limited in size. [[Unit trust]]s and [[OEIC]]s are both known *[[Investment trust]]
  233 bytes (30 words) - 11:36, 18 January 2020
• Closed-ended
  Not [[open-ended]]. An [[Investment trust]] as opposed to a [[unit trust]] or an [[OIEC]]. {{c|Investment management}}
  164 bytes (22 words) - 11:36, 18 January 2020
• Addendum for Pooled Principal Agency Loans - GMSLA Provision
  ...yield, assets. [[Margin]] is typically handled in a [[triparty collateral management system]].
  573 bytes (82 words) - 12:43, 12 September 2017
• ICAV
  ...xpect the [[ICAV]] structure to become the default structure for new asset management funds in {{tag|Ireland}}. *will be available to investment companies from other jurisdictions who wish to re-domicile n Ireland.
  1 KB (176 words) - 17:07, 21 September 2021
• Ancillary services - MiFID Directive Provision
  ...ents, including custodianship and related services such as cash/collateral management ...[foreign exchange]] services where these are connected to the provision of investment services;
  1 KB (172 words) - 11:32, 2 March 2020
• Investment Advisers Act of 1940
  ...[40 Act]]''', which is different, albeit also a key piece of US investment management legislation, also enacted in 1940. {{investment research and the Investment Advisers Act 1940}}
  2 KB (330 words) - 11:36, 18 January 2020
• Bureaucrat
  A person concerned with the middle management of an investment bank. A thinker, not a doer. From the “service line”, not the “delive
  220 bytes (32 words) - 12:26, 23 October 2017
• Real money
  ...y low-risk: these are the good guys of the [[investment manager|investment management]] world: if they blow up, it is their own problem, and not someone else’s *[[Investment manager]]
  895 bytes (137 words) - 10:20, 23 February 2020
• Cockpit
  ...t of person who, without irony, uses the expression “[[wheelhouse]]”; an [[investment bank]].
  254 bytes (32 words) - 16:06, 3 October 2020
• AIFMD v UCITS
  ...AIFMD]] showdown. These are of course the flagship regulations for EU for investment fund regulation. ...hedge funds, private equity funds, venture capital funds and [[collective investment scheme]]s that are not in scope for UCITS, because wistful granddads cannot
  3 KB (454 words) - 11:13, 3 May 2024
• Open-ended investment company
  ...tment companies]] — [[investment vehicle]]s designed to handle collective investment in transferable securities. {{c2|Investment management|Channel Islands}}
  1 KB (221 words) - 17:09, 21 September 2021
• Assets under management
  ...er management]], or voguily, “[[AUM]]” is the value of investments in an [[investment manager]]’s portfolio. Thus, a “mine’s bigger than yours” opportuni
  347 bytes (56 words) - 20:36, 30 November 2020
• Financial counterparty
  ...hin the meaning of Article 6(a) of Directive 2003/41/EC and an alternative investment fund managed by AIFMs authorised or registered in accordance with Directive *a [[MiFID]] investment firm
  2 KB (291 words) - 13:25, 28 June 2023
• Accession
  ...up. Notwithstanding that everyone knows it is all “between us girls”, the investment manager will, on the record, hotly deny this and insist, for the sake of [[
  3 KB (416 words) - 15:03, 4 October 2022
• MiFID
  {{box|1. Member States shall require investment firms, on receiving any client funds, promptly to place those funds into on ====Under MiFID 2 Custody could become an {{eudirprov|investment service|MiFID}}====
  3 KB (512 words) - 13:20, 23 January 2018
• Rule on Inducements - COBS Provision
  ...uld not catch a [[broker]] or [[dealer]] where it accepts orders from an [[investment manager]] who was not an FCA regulated {{cobsprov|firm}} (i.e., a foreigner ===Research and benefits [[broker]]s provide to [[investment manager]] clients===
  4 KB (679 words) - 11:26, 22 February 2023
• Service line
  ...s a concept beloved of [[management consultants]], and those in the higher management strata who are bewitched by their honeyed words. ...women of the health sector, too, is blighted by similarly indecipherable [[management consultancy]]):
  2 KB (271 words) - 10:09, 18 July 2019