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:(iv) a collateralized debt obligation of asset-backed securities; ...rent company or a company controlled by the parent company, if none of the securities issued by the finance subsidiary are held by an entity that is not controll

...rney]]. Even the ''same'' [[U.S. Attorney]], when holding different {{t|US Securities Regulation}}s in contemplation, or otherwise meditating on the golden mean. ==Regulation S of the Securities Act of 1933==

Questions you might want to ask yourself before blithely placing repackaged securities into the US market. ...estment company”, required to be registered under the [[Investment Company Act of 1940]]? Are exemptions availab le under Rule 3a-7 or Rule 3c-7?

Under the Commodity Exchange Act of 1936, defined, amusingly, as follows: ...ded commodities” include financial instruments, such as rates, currencies, securities and indices.

...ity agreement]]s that violated Rule 21F-17(a) of the [[Securities Exchange Act of 1934]]. ...the [[Securities and Exchange Commission|SEC]] information about possible securities law violations. Where this leads to conviction, whistle-blowers stand to be

...o exchange ''large'' — like, ''really'' large — amounts of [[money]], or [[Securities|money-like things]], having readily realisable value, and the performance o '''Debt securities''': These are loans in the form of tradable securities: [[Debt security|Bond]]s, notes, or [[Certificate of deposit|certificates o