Template:Nutshell MiFID 2 42

From The Jolly Contrarian
Jump to navigation Jump to search

42. Provision of services at the exclusive initiative of the client
Where an EU client solicits (exclusively) an investment service from a third-country firm, the third-country firm is not required to be authorised under Article 39 for that investment service. Just because a client has made such a solicitation it does not entitle the third-country firm to market other investment products or services to that client.