Dealer: Difference between revisions
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Amwelladmin (talk | contribs) (Created page with "Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a broker, who handles client orders for tra...") |
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Revision as of 10:36, 20 July 2016
Strictly speaking, an investment firm which trades in the market as a principal in its own right. To be contrasted with a broker, who handles client orders for transactions in securities as an agent.
More commonly referred to as a broker-dealer, seeing as most firms act as both.