Template:Cobsanatomy: Difference between revisions

From The Jolly Contrarian
Jump to navigation Jump to search
(Created page with "{{subst:cassanatomy}}")
 
(Undo revision 17227 by Amwelladmin (talk))
 
(18 intermediate revisions by the same user not shown)
Line 1: Line 1:
----
====Conduct of Business====
 
This is an article about the {{tag|FCA}}’s [[COBS|conduct of business]] rules, known by its chapter in the [[FCA]] Sourcebook, {{tag|COBS}}, which implement, among other things, {{tag|MiFID}} (directive {{eudirective|2004|39|EC}} and implementing directive {{eudirective|2006|73|EC}}).
====Client Money Rules====
This is an article about the {{tag|FSA}}'s [[CASS|client asset]] rules, known by its chapter in the [[FSA]] Sourcebook, {{tag|CASS}}.
 
====See Also====
*[[CASS Anatomy]]
*[http://fsahandbook.info/FSA/html/handbook/CASS FSA Handbook rules for CASS] <br>
'''Navigation''':  [[CASS Anatomy|Table of Contents]]  |  {{cassprov|1}} |  {{cassprov|1A}}  | {{cassprov|3}} |  {{cassprov|5}}  | {{cassprov|6}}  |  {{cassprov|7}}  |  {{cassprov|7A}}  |  {{cassprov|8}}  |  {{cassprov|9}}  |  {{cassprov|10}} <br>
{{anatomybar}}
{{c3|Regulation|CASS|Custody}}
__NOTOC__
__NOTOC__

Latest revision as of 14:17, 27 April 2017

Conduct of Business

This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).

Retrieved from "https://jollycontrarian.com/index.php?title=Template:Cobsanatomy&oldid=17228"