SEC Rule 15c2-1: Difference between revisions

Revision as of 11:02, 19 January 2020

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Rule 15c2-1 is the rule promulgated under the Securities Exchange Act of 1934 that deals with rehypothecation of clients’ securities. See especially Rule 15c2-1(a)(1).

You can find the rule here. There being no accounting for taste, have fun.

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 You can find the rule [https://www.law.cornell.edu/cfr/text/17/240.15c2-1 here]. There being no accounting for taste, have fun.
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 *{{t|Rehypothecation}}
 *Rule [[15c3]] of the [[Securities Exchange Act of 1934]]
 *Rule [[15a6]]