Template:CASS Section 6 TOC: Difference between revisions
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===={{cassprov|6}} - {{cassprov|Custody rules}}==== | ===={{cassprov|6}} - {{cassprov|Custody rules}}==== | ||
''{{cassprov|6.1}} {{cassprov|Application}}'' <br> | ''{{cassprov|6.1}} {{cassprov|Application}}'' <br> | ||
{{CASS Section 6.2 TOC}} | |||
''{{cassprov|6.3}} {{cassprov|Depositing assets and arranging for assets to be deposited with third parties}}'' <br> | ''{{cassprov|6.3}} {{cassprov|Depositing assets and arranging for assets to be deposited with third parties}}'' <br> | ||
''{{cassprov|6.4}} {{cassprov|Use of safe custody assets}}'' <br> | ''{{cassprov|6.4}} {{cassprov|Use of safe custody assets}}'' <br> | ||
''{{cassprov|6.5}} {{cassprov|Records, accounts and reconciliations}}'' <br> | ''{{cassprov|6.5}} {{cassprov|Records, accounts and reconciliations}}'' <br> |
Revision as of 10:31, 20 November 2012
6 - Custody rules
6.1 Application
6.2 Holding of client assets
- 6.2.1 Requirement to protect clients' safe custody assets
- 6.2.2 Requirement to have adequate organisational arrangements
- 6.2.3 Registration and recording of legal title
- 6.2.4 (Nominee companies)
- 6.2.5 Recording title to safe custody assets
- 6.2.6 (Adequate investigations)
- 6.2.7 (documents of title to bearer assets)
6.3 Depositing assets and arranging for assets to be deposited with third parties
6.4 Use of safe custody assets
6.5 Records, accounts and reconciliations