Conduct of business obligations - COBS Provision: Difference between revisions
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Revision as of 09:47, 29 January 2013
COBS 2.1 Acting honestly, fairly and professionally
COBS 2.2 Information disclosure before providing services
COBS 2.3 Inducements
COBS 2.4 Agent as client and reliance on others
Conduct of Business
This is an article about the FCA’s conduct of business rules, known by its chapter in the FCA Sourcebook, COBS, which implement, among other things, MiFID (directive 2004/39/EC (EUR Lex) and implementing directive 2006/73/EC (EUR Lex)).