CF10a: Difference between revisions

Latest revision as of 15:34, 23 September 2022

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-The person at a CASS large firm (such as a [[custodian]] or [[prime broker]]) designated<ref>condemned, really</ref> with responsibility for the [[CASS operational oversight function]] (known colloquially as the firm’s “[[CF10a]]”). This person likely to be of a nervous disposition, even if {{sex|she}} wasn't before {{sex|she}} became the firm’s [[CF10a]]. It’s an infectious kind of nervousness.
+#redirect[[CF10A]]
-For more information see the FCA handbook: {{handbook|SUP|10A|7}}.9R.
-{{anat|cass}}