Compliance: Difference between revisions
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{{a|people|}}{{d|Compliance officer|/kəmˈplaɪəns ˈɒfɪsə/|n|}} | {{a|people|}}{{d|Compliance officer|/kəmˈplaɪəns ˈɒfɪsə/|n|}} | ||
One employed in the [[compliance]] department (as distinct from [[legal eagle|one hailing from]] the [[legal department]]) so not, strictly speaking, a professional | One employed in the [[compliance]] department (as distinct from [[legal eagle|one hailing from]] the [[legal department]]) so not, strictly speaking, a professional (but constantly at pains to call {{sex|herself}} one, the same way that real estate agents and financial advisors do). | ||
In the ''[[Harry Potter]]'' argot, a [[mudblood]] | In the ''[[Harry Potter]]'' argot, a [[mudblood]] (don’t forget, this is a pejorative term for someone who nonetheless may have [[ninja]] legal skills: [[Hermione Grainger]] was a [[mudblood]], after all). | ||
{{Legal and compliance}} | {{Legal and compliance}} | ||
{{ref}} | {{ref}} | ||
Latest revision as of 23:32, 9 November 2022
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People Anatomy™
A spotter’s guide to the men and women of finance.
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Compliance officer
/kəmˈplaɪəns ˈɒfɪsə/ (n.)
One employed in the compliance department (as distinct from one hailing from the legal department) so not, strictly speaking, a professional (but constantly at pains to call herself one, the same way that real estate agents and financial advisors do).
In the Harry Potter argot, a mudblood (don’t forget, this is a pejorative term for someone who nonetheless may have ninja legal skills: Hermione Grainger was a mudblood, after all).
Legal and compliance
Just what the difference is in function is between the legal, compliance and legal and compliance departments could occupy a corpulent volume.