Use of dealing commissions - COBS Provision: Difference between revisions

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Revision as of 12:47, 28 November 2014

These COBS rules may have changed as a result of MiFID II

COBS 11.6 Use of dealing commissions
COBS 11.6.1
COBS 11.6.2
COBS 11.6.3 Use of dealing commission to purchase goods or services
COBS 11.6.4
COBS 11.6.5
COBS 11.6.6
COBS 11.6.7
COBS 11.6.8G - examples of goods and services that are not exempt and cannot be paid for from dealing commissions