Retail client - COBS Provision: Difference between revisions

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{{cobssnap|3.4}}
{{a|g|}}Not a {{cobsprov|professional client}}, and not an {{cobsprov|eligible counterparty}}. A person with whom, generally, a [[MiFID]]-regulated [[investment bank]] will want little to do. Unless they’re PWM clients, of course.
====Commentary====
{{Mifid categorisation}}
 
{{cobsanatomy}}

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Not a professional client, and not an eligible counterparty. A person with whom, generally, a MiFID-regulated investment bank will want little to do. Unless they’re PWM clients, of course.