Template:COBS Section 2 TOC: Difference between revisions

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Revision as of 09:51, 31 March 2015

COBS 2.1 Acting honestly, fairly and professionally
COBS 2.2 Information disclosure before providing services
COBS 2.3 Inducements
COBS 2.4 Agent as client and reliance on others

COBS 2.4.3 Agent as client
COBS 2.4.4 Reliance on other investment firms: MiFID and equivalent business
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