Dealer: Difference between revisions
Jump to navigation
Jump to search
Amwelladmin (talk | contribs) Created page with "Strictly speaking, an investment firm which trades in the market as a {{tag|principal}} in its own right. To be contrasted with a broker, who handles client orders for tra..." |
Amwelladmin (talk | contribs) No edit summary |
||
| (4 intermediate revisions by the same user not shown) | |||
| Line 1: | Line 1: | ||
Strictly speaking, an investment firm which trades in the market as a | {{g}}{{a|brokerage|}}Strictly speaking, an [[investment firm]] which trades in the market as a [[principal]] in its own right. To be contrasted with a [[broker]], who handles client orders for transactions in securities as an [[agent]]. | ||
More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | More commonly referred to as a [[broker-dealer]], seeing as most firms act as both. | ||
{{sa}} | |||
*{{tag|Broker-dealer}} | *{{tag|Broker-dealer}} | ||
*[[Swap dealer]] | |||
Latest revision as of 13:30, 14 August 2024
|
|
Brokerage Anatomy™
|
Strictly speaking, an investment firm which trades in the market as a principal in its own right. To be contrasted with a broker, who handles client orders for transactions in securities as an agent.
More commonly referred to as a broker-dealer, seeing as most firms act as both.