Retail client - COBS Provision: Difference between revisions

Latest revision as of 13:30, 14 August 2024

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Not a professional client, and not an eligible counterparty. A person with whom, generally, a MiFID-regulated investment bank will want little to do. Unless they’re PWM clients, of course.

Revision as of 17:16, 5 November 2018 view source Amwelladmin (talk \| contribs) Bureaucrats, Interface administrators, Administrators 88,424 edits No edit summary ← Older edit		Latest revision as of 13:30, 14 August 2024 view source Amwelladmin (talk \| contribs) Bureaucrats, Interface administrators, Administrators 88,424 edits No edit summary
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	{{~~cobsanat~~\|~~3.4}}~~		{{a\|g\|}}Not a {{cobsprov\|professional client}}, and not an {{cobsprov\|eligible counterparty}}. A person with whom, generally, a [[MiFID]]-regulated [[investment bank]] will want little to do. Unless they’re PWM clients, of course.

	~~{{Mifid categorisation~~}}Not a {{cobsprov\|professional client}}, and not an {{cobsprov\|eligible counterparty}}. A person with whom, generally, a ~~{{tag\|~~MiFID}}-regulated [[investment bank]] will want little to do. Unless ~~they're~~ PWM clients, of course.